Search for: "Frank Chang"
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11 Oct 2023, 6:30 am
I regret that this little symposium contribution cannot do justice to what I owe Frank. [read post]
13 Aug 2010, 7:10 am
For more insights on the full range of business and legal issues associated with current market and regulatory changes, including the Dodd-Frank Act’s executive compensation, corporate governance and enforcement provisions, please visit Hunton & Williams LLP's Financial Industry Resource Center. [read post]
14 Mar 2011, 8:45 am
As the Dodd-Frank Act continues to reshape the regulatory landscape, it can be a challenge to keep on top of all of the changes. [read post]
13 Jul 2011, 3:02 pm
As part of the study, the GAO collected available data on trading done by these firms’ stand-alone proprietary trading units or desks—those organized for the specific purpose of trading a firm’s own capital—as well as their hedge fund investments and private equity fund investments, including analyzing data on firm revenues, losses, and certain risk measures.Section 619 of the Dodd-Frank Act,also known as the Volcker Rule, prohibits banking entities from engaging in… [read post]
5 Aug 2011, 3:04 pm
Three Dodd-Frank derivatives rules finalizedIn an open meeting in Washington, D.C., the CFTC finalized three more Dodd-Frank rules Thursday. [read post]
28 Jul 2010, 9:18 am
The Dodd-Frank Act will profoundly change regulation of the U.S. derivatives markets. [read post]
10 Feb 2014, 3:05 pm
Possible Reporting Changes According to the announcement, the CFPB is considering the following changes: • Requiring lenders to report information that will help regulators gauge access to credit in the mortgage market. [read post]
18 May 2017, 9:04 am
Many factors stand in the way of significant Dodd-Frank reform in the Senate. [read post]
22 Feb 2019, 9:02 pm
In response to the 2008 financial crisis, U.S. legislation was passed in the form of the Dodd-Frank Act to bring some changes in the corporate environment. [read post]
21 Jul 2011, 4:41 am
Dodd-Frank turns one today and there is aforum going on at The Conglomerateto mark the occasion. [read post]
15 Jan 2013, 10:34 am
But, he assured that the basic legislative framework will not undergo significant change. [read post]
17 Jun 2011, 6:27 am
Roberts, Dodd-Frank Bounty Awards and Protections Change Whistleblower Stakes — Will Opporunity for Personal Gain Frustrate Corporate Compliance? [read post]
20 Jul 2010, 5:10 am
This renders the Dodd-Frank responsibility-shifting statute almost predictable. [read post]
15 Jan 2011, 4:01 am
These rules are required by Section 916 of the Dodd-Frank Act. [read post]
18 Oct 2018, 9:02 am
I have known and respected Frank for years. [read post]
4 Oct 2010, 8:49 am
DOJ: Under Dodd-Frank, the U.S. [read post]
27 Jan 2008, 4:47 am
Consider this: People don’t change. [read post]
30 Sep 2007, 8:14 am
Come on Frank. [read post]
7 Sep 2010, 10:40 am
Section 913 of the Dodd-Frank Act requires the SEC to conduct study of the standard of care for brokers and advises, as well as authorizing the SEC to adopt a uniform federal fiduciary duty for brokers and advisers. [read post]
4 Feb 2019, 2:00 am
Change is scary—but the consequences of ignoring change are far scarier. [read post]
