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In response to this crisis, Congress enacted the Dodd-Frank Act and directed both the CFTC and SEC to promulgate an effective regulatory framework to oversee the derivatives market. [read post]
10 Feb 2016, 11:25 am by Mark Astarita
The SEC anticipates addressing U.S. activity in connection with these requirements in subsequent releases.BackgroundDodd-Frank Act – The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act established a comprehensive framework for regulating the over-the-counter derivatives market. [read post]
10 Nov 2010, 12:16 pm by Kara OBrien
  Cross said they are “determined to keep this one on track” despite Dodd-Frank rulemaking. [read post]
9 Aug 2009, 3:30 am
Lee hangs on the wall of Lay's office, and his credenza holds patriotic items and a Christian cross. [read post]
12 Jun 2012, 9:27 am by Elan Mendel
The roadmap indicates that fundamental definitions, such as those governing swaps and the extent of cross-border regulation, must be finalized before compliance dates for other provisions can kick in. [read post]
27 Oct 2016, 2:38 pm by Daphne Keller
      Hypo 1: Anne Frank and Wikipedia Wikimedia receives a DMCA removal request from the US copyright holders for The Diary of Anne Frank, demanding that Wikipedia remove all links to, or hosted copies of, the original Dutch-language version of the diary. [read post]
26 Jul 2010, 12:05 pm by Kara OBrien
  Preemption:  Dodd-Frank establishes a new preemption standard for national banks and federal thrifts. [read post]
24 Sep 2015, 5:01 am by Bill
Frank is Qualified.You see where this is going, I'm sure. [read post]
26 Jun 2011, 3:28 pm by James Hamilton
Corporation Finance Director Meredith Cross replied that the usefulness of the pay ratio is a call for Congress to make. [read post]
8 Mar 2017, 6:56 am
Is it too much to hope for progress in cross-party understanding? [read post]
13 Jul 2015, 10:29 am by Rebecca Tushnet
Good repute may be beyond price; but it is not beyond cross-examination. [read post]
8 Sep 2009, 6:08 pm
Now, Heather Ann Snyder's family is left to deal with her loss, as well as with the challenges of helping her father, Frank D. [read post]
26 Dec 2010, 11:22 am by James Hamilton
Brad Miller (D-NC) also urged that any exception to the risk retention requirements of Section 941 of Dodd-Frank include rigorous requirements for servicing securitized residential mortgages. [read post]
14 Nov 2019, 7:20 am by Alan S. Kaplinsky
In its cross-motion, the Bureau references the symposium on Section 1071  that it held on November 6, 2019 as one of the actions it has taken to commence Section 1071 rulemaking. [read post]
17 Mar 2009, 6:22 pm by Michael L. Saile, Jr., Esq.
Jestine Chatman of Horsham, Pennsylvania was hit by a car and killed while crossing Jacksonville Road in Warminster, PA on March 3, 2009. [read post]