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29 Nov 2017, 8:42 am by Theresa Gabaldon
The Dodd-Frank provision he invoked grants a remedy for retaliation against whistleblowers for, among other things, internal reporting of Sarbanes-Oxley violations. [read post]
10 Dec 2014, 12:40 pm by Mary Whisner
Frank Mackaman is the program officer – mailto:fmackaman@dirksencenter.org [read post]
27 Feb 2015, 9:14 am by Grace Lee
Frank Mackaman is the program officer – mailto:fmackaman@dirksencenter.org [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
District Court judge granted the dismissal of a lawsuit filed by a former General Electric Co. executive, who served as a representative for GE Energy in Iraq, under the Dodd-Frank Act. [read post]
7 Jul 2012, 4:23 pm by Santiago A. Cueto
District Court judge granted the dismissal of a lawsuit filed by a former General Electric Co. executive, who served as a representative for GE Energy in Iraq, under the Dodd-Frank Act. [read post]
11 Jun 2013, 5:00 am by Doug Cornelius
Robert Kaiser was granted rare access to the action behind the scenes of the creation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
11 Jun 2013, 5:00 am by Doug Cornelius
Robert Kaiser was granted rare access to the action behind the scenes of the creation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
25 Mar 2012, 11:04 am by admin
On March 20, the FDIC approved for publication a proposed rule to implement new authorities granted by the Dodd-Frank Act that permit the FDIC, as receiver for a financial company whose failure would pose a significant risk to financial stability, to enforce certain contracts of subsidiaries and affiliates of the covered company. [read post]
3 Nov 2015, 2:38 pm by Marc Soss
Often the guardians are granted broad authority over a ward’s finances, medical care and living conditions. [read post]
6 Apr 2012, 10:22 am by James Hamilton
Grimm, and also ensures that regulators do not attempt to exercise authorities they were never granted by Congress in ways that will certainly do harm to the economy, specifically, by diverting working capital away from investment and expansion. [read post]
22 Nov 2010, 4:41 pm by uwlegalscholarship
Frank Mackaman (fmackaman@dirksencenter.org) is the program officer. [read post]
15 Oct 2010, 6:00 am by Keith Paul Bishop
  The NYSE proposed the rule to meet the requirements of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
7 Jul 2009, 5:20 pm
Barney Frank, D-Mass., said in the article, it also prolongs the housing crisis -- which could eventually end up hurting banks that accumulate a catalog of unsold properties through foreclosure. [read post]
24 Nov 2020, 10:53 am by John L. Culhane, Jr.
., which does business as Frank Financial Aid, warning the company that advertising and marketing, including on its website, may be misleading consumers about pandemic-related relief in the form of grants available to postsecondary students and a cash advance product offered by the company, in violation of Section 5 of the FTC Act. [read post]
13 Aug 2013, 6:31 am by Howard Wasserman
A couple of years ago, tipped off by a partner at Wachtell and Prawfs reader, I wrote about a potential jurisdiction/merits confusion with respect to § 929P(b) of the Dodd-Frank Act. [read post]
27 Aug 2018, 9:45 am by Alan S. Kaplinsky
  RD Legal had argued that Judge Preska’s dismissal of the CFPB from the case and striking of Dodd-Frank Title X necessitated her dismissal of the NYAG’s CFPA claims against RD Legal. [read post]
23 Jul 2010, 6:30 am by admin
Section 922 creates another private right of action for employees who suffer retaliation in response to whistleblowing to the Securities and Exchange Commission, granting SOX whistleblowers an avenue to by-pass the SOX administrative complaint process and go straight to federal court. [read post]