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22 Feb 2018, 1:54 pm by Gail Cecchettini Whaley
The post Corporate Whistleblowers Must First See the SEC appeared first on HRWatchdog by Gail Cecchettini Whaley. [read post]
22 Jul 2011, 2:59 pm by Kim Krawiec
  Related Posts: Dodd-Frank @ 1: Volcker Rule By The Numbers Dodd-Frank @1: The Volcker Public Comments Dodd-Frank @1: Screwing Joe The “Plummer” Dodd-Frank @1: The Volcker Meeting Logs       [read post]
4 Feb 2019, 2:00 am by James Davis, Editor, HR Daily Advisor
The post A Frank Look at Automation in HR appeared first on HR Daily Advisor. [read post]
22 Sep 2010, 9:15 am by Stikeman Elliott LLP
The Securities and Exchange Commission has published a timetable on its website outlining its schedule for implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
2 Sep 2010, 3:41 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is the latest development in the ongoing saga of state versus federal regulation of insurance. [read post]
27 Sep 2010, 5:23 am
(This is a partial excerpt of an article previously published in Bloomberg Insurance Law Report available here.)The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act)1 is the latest development in the ongoing saga of state versus federal regulation of insurance. [read post]
27 Mar 2011, 1:53 pm by David Friedman
----After posting this I googled for Frank Richards. [read post]
20 Jul 2010, 5:43 pm by Michelle Harner
  (See generally Title II of the Act; see concise summaries here and here.) [read post]
15 Dec 2022, 4:30 pm by Chris Williams
Meritocracy gets a couple demerits: A partner's frank words on Biglaw are less than uplifting. [read post]
3 Sep 2010, 10:39 am
For more information on the change to the “accredited investor” definition, see our blog postings entitled Dodd-Frank Redefines “Accredited Investor (July 23, 2010) and SEC Provides New Guidance (September 3, 2010). [read post]
19 Aug 2011, 12:58 pm by Peter
See my post Retraction: Lautenberg Did Not Say Eliminate the Rich, He said Eliminate the Waste. [read post]
9 Jun 2011, 12:24 am
(An article by Lanice Steward, the MD of Anne Porter Knight Frank.) [read post]
22 Jan 2009, 9:00 pm
Frank and Georgie Angones are important members of the University of Miami Law School community, and I’m a big fan of our surprisingly good local public library system, so it’s nice to see the two coming together. [read post]
10 Sep 2010, 6:00 am by Keith Paul Bishop
Finally, we may see some changes to Rule 260.234 that exempts certain advisers from the California’s prohibition. [read post]
14 Jul 2010, 8:18 pm by Kevin Funnell
Many community bankers are looking forward to the brave new world under Dodd-Frank, which appears certain to pass the Senate in the very near future (perhaps tomorrow), with the same eagerness the crowd in Greeley's saloon at the end of... [read post]
28 Aug 2012, 8:13 am by Andrew Cross
On August 27th, the CFTC decided to defer compliance dates with many of the swap dealer external business conduct standards until January 1, 2013 (See pages 157 and 158 of the adopting release for the "Documentation/Compression" rule, which is available here) Many of these business conduct standards were driving the Dodd-Frank Protocol and LEI initiatives. [read post]
28 Jul 2021, 10:01 am by S S
Applying this to the case at hand, the Martynski DDJ found a failure to make full and frank disclosure: 15. [read post]