Search for: "Frank v. Securities"
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17 Nov 2022, 6:30 am
This post is based on a Fried Frank memorandum by Ms. [read post]
8 Nov 2022, 1:15 am
Happy Public Domain Day 2023 On January 1, 2023, Frank and Joe Hardy will be in good company. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
31 Oct 2022, 7:20 pm
It seems that while Mom left, her boyfriend, Frank Howell continued to live with MG. [read post]
30 Oct 2022, 10:01 am
Here is my annual list of Halloween torts and crimes. [read post]
28 Oct 2022, 6:31 am
On August 25, 2022, the Securities and Exchange Commission (“SEC”) adopted a new disclosure rule to implement the “pay versus performance” disclosure requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). [read post]
27 Oct 2022, 11:48 am
Court of Appeals for the Fifth Circuit recently denied rehearing en banc in Jarkesy v. [read post]
25 Oct 2022, 9:20 am
The trade group raised four main arguments: the Payday Lending Rule is unconstitutional because the CFPB Director is insulated from being removed by the President (the same issue presented in Seila Law LLC v. [read post]
7 Oct 2022, 5:30 am
Photo by Frank Ruiter. [read post]
8 Sep 2022, 3:34 pm
The Final Rules state that the Pay Versus Performance Disclosure will not be deemed to be incorporated by reference into any filing under either the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Exchange Act”) except to the extent that the issuer affirmatively does incorporate it by reference. [read post]
7 Sep 2022, 6:30 am
This post was prepared for a roundtable on Can this Constitution be Saved? [read post]
5 Sep 2022, 9:01 pm
The final rules implement the “pay versus performance” disclosure requirements mandated by Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act enacted in 2010. [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, August 26, 2022 Tags: Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Performance measures, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Final Rule Regarding Pay Versus Performance Posted by Gary Gensler, U.S. [read post]
1 Sep 2022, 4:40 pm
For the Justice Department, it’s Jay Bratt and Sophia Brill of the department’s National Security Division, along with Juan Antonio Gonzalez—the U.S. [read post]
29 Aug 2022, 8:43 am
Recently, a federal appeals court held in Murray v. [read post]
21 Aug 2022, 9:03 pm
The Securities Exchange Act of 1934 as amended by the Securities Enforcement Remedies and Penny Stock Reform Act of 1990 and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 gave the SEC the power to choose its forum for enforcement actions: an adjudication before an SEC administrative law judge (ALJ) or a civil suit in federal court before an Article III judge. [read post]
17 Aug 2022, 5:00 am
Although the rulemaking purports to pursue a new “privacy and data security” regime, it targets far more than consumer privacy. [read post]
12 Aug 2022, 6:51 am
Katz, and Sabastian V. [read post]
12 Aug 2022, 6:51 am
Katz, and Sabastian V. [read post]
10 Aug 2022, 6:30 am
In SEC v. [read post]
