Search for: "Frank v. Securities "
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18 Aug 2013, 7:26 pm
In S.E.C. v. [read post]
29 Nov 2017, 8:42 am
Rather than follow Asadi v. [read post]
3 Jun 2011, 8:08 am
However, Section 761(a)(2) of the Dodd-Frank Act amended the definition of "security" to include security-based swaps. [read post]
25 Feb 2020, 8:53 am
Next week’s argument in Liu v. [read post]
16 May 2011, 11:32 am
Egan v. [read post]
2 Jan 2013, 6:00 am
Frank Howard Allen & Co., 574 F.Supp. 781, 784 (N.D. [read post]
16 Jul 2019, 10:22 am
Scoville v. [read post]
4 Aug 2022, 9:37 am
In Hong v. [read post]
10 Mar 2017, 9:40 am
The Second Circuit created a split by holding in Berman v. [read post]
9 May 2012, 7:00 am
The study, mandated by Congress following the United States Supreme Court’s decision in Morrison v. [read post]
25 Aug 2011, 9:51 pm
Chism v. [read post]
28 Feb 2018, 3:38 pm
Inc. v. [read post]
21 Jul 2012, 4:55 pm
Whistleblowers SOX Whistleblower Protection Shored Up With Retroactive Application of Dodd-Frank, BNA Securities Law Daily, July 11, 2011 Leshinsky v. [read post]
9 Dec 2009, 8:00 am
In SEC v. [read post]
12 Nov 2015, 6:09 am
In Quadrant Structured Products Company, Ltd. v. [read post]
24 Jul 2015, 6:33 pm
Court of Appeals for the District of Columbia Circuit in Koch v. [read post]
9 Apr 2018, 12:59 pm
Burgess v. [read post]
10 Feb 2015, 8:20 am
Under Chevron, U.S.A., Inc. v. [read post]
22 May 2012, 2:00 am
Title VII of the Dodd-Frank Act and related regulation will likely have a significant impact on both financial and nonfinancial end-users. [read post]
22 Jul 2011, 2:03 pm
In response to this uncertainty, Dodd-Frank (Section 971) amended Section 14(a) of the Securities Exchange of 1934 to authorize the SEC to adopt proxy access rules and to set the terms and conditions of shareholder access. [read post]
