Search for: "Governance Risk Management Compliance, LLC" Results 161 - 180 of 655
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20 Nov 2013, 2:33 pm by Anne Perry
In AXIS Management Group LLC, B-408575 (Nov. 13, 2013), the Department of the Interior’s (“the Agency”) decision to normalize offerors’ labor hours and labor mixes was found to be unreasonable because the Agency ignored the unique approach proposed by each of the offerors. [read post]
28 Mar 2017, 7:00 am by Alexander J. Davie
Securities Compliance Federal securities laws also govern the type of investors you can have in your fund, the information you must provide those investors, and the way you can market the offering. [read post]
3 May 2007, 11:10 pm
Most recently, Factor specialized in the financial sector, where he has advised clients on a range of compliance, risk-management and governance issues. [read post]
13 Dec 2015, 9:32 pm by Cody M. Poplin
    Employment Announcements (More details on the Job Board) Director, Cyber Security Risk Company: Good Harbor Security Risk Management, LLC, is a boutique consulting firm that advises senior corporate executives, Boards, government leaders, and investment professionals on cyber security risk management. [read post]
27 Mar 2020, 6:01 am
Fund Families Posted by Jackie Cook and Jon Hale, Morningstar, Inc., on Monday, March 23, 2020 Tags: Asset management, ESG, Institutional Investors, Proxy advisors, Proxy voting, Shareholder voting, Stewardship New ESG Disclosure Obligations Posted by Anna Maleva-Otto and Joshua Wright, Schulte Roth & Zabel LLP, on Tuesday, March 24, 2020 Tags: Disclosure, Environmental disclosure, ESG, EU, International… [read post]
19 Jun 2012, 8:33 am by William McGrath
In order to keep up with regulatory developments and specific risks, the policies were updated regularly. [read post]
24 Oct 2017, 5:00 am by John Jascob
According to Green, companies are embracing social good and going beyond compliance and typical corporate governance standards to meet societal expectations and employees’ desires to make an impact and create social value throughout their careers. [read post]
28 Sep 2015, 2:10 pm by Cynthia Marcotte Stamer
  With plaintiff’s and their attorneys increasingly are adding executives to the list of defendants named in their FLSA collective action claims, management should view appropriate FLSA compliance and risk management as critical to manage their own as well as their business’ liabilities. [read post]
14 Feb 2020, 6:31 am
Schwarcz (Duke University), on Tuesday, February 11, 2020 Tags: Contracts, Credit default swaps, Derivatives, Risk, Securities regulation, Swaps S&P 500 CEO Compensation Increase Trends Posted by Aubrey Bout, Brian Wilby, and Perla Cruz, Pay Governance LLC, on Tuesday, February 11, 2020 Tags: Compensation disclosure, Equity-based compensation, Executive… [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners,… [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners,… [read post]
5 Feb 2016, 6:22 am
Katz, Wachtell, Lipton, Rosen & Katz, on Monday, February 1, 2016 Tags: Board composition, Board dynamics, Board independence, Board turnover, Boards of Directors, Compliance & ethics, Conflicts of interest, Corporate culture, D&O insurance, Director compensation, Director liability, Diversity, External auditors, Fiduciary duties, Indemnification, Inside information, Insider trading, Management, Risk, Risk management,Securities Regulation,… [read post]
16 Sep 2014, 2:03 pm by Cynthia Marcotte Stamer
™ provides business risk management, legal compliance, management effectiveness and other resources, training and education on human resources, employee benefits, compensation, data security and privacy, health care, insurance, and other key compliance, risk management, internal controls and other key operational concerns. [read post]
26 May 2017, 6:33 am
US Markets Posted by Charlie Geffen, Gibson, Dunn & Crutcher LLP, on Friday, May 19, 2017 Tags: Contracts, Cross-border transactions, Deal protection, Disclosure, Insurance, International governance, Legal systems, Mergers & acquisitions, Private equity, Risk, UK Delaware’s Fall: The Arbitration Bylaws Scenario Posted by Lynn M. [read post]
11 Apr 2016, 3:24 am by Peter Mahler
New York LLC Law § 603 sets forth the basic default rules governing assignment of LLC membership interests. [read post]
11 Apr 2016, 3:24 am by Peter Mahler
New York LLC Law § 603 sets forth the basic default rules governing assignment of LLC membership interests. [read post]
1 Nov 2019, 6:00 am
Investment Management: Compliance Developments & Calendar for Private Fund Advisers Posted by Jason M. [read post]
1 Jun 2011, 9:44 am by Derek Dissinger
 This means that the partners' personal assets are at risk for partnership debts, contracts and actions. [read post]
16 Apr 2023, 1:04 pm by Stuart Kaplow
But then as part of this entirely new regulatory scheme in America, of regulating carbon emissions, owners may be required to upload Portfolio Manager data over the Internet to state or local government actors, resulting in an entirely new set of risks for business. [read post]