Search for: "Head of the Stock Exchange"
Results 161 - 180
of 1,044
Sorted by Relevance
|
Sort by Date
14 Jun 2011, 2:39 pm
Online Inc. (206 F3d 980 [10th Cir 2000]) the defendant service provider would publish updated securities information supplied by third parties and derived from a variety of stock exchanges and markets. [read post]
18 Sep 2010, 8:16 am
The stock was down slightly upon news of the arrest but is up about 40 percent on the year and trading at about $17.65 late in the week. [read post]
1 Aug 2014, 7:34 am
Sometimes, however, even I have to shake my head at the depth of which this type of corruption occurs. [read post]
20 Aug 2010, 2:25 am
Plaintiffs contend that when the truth about the banks loan portfolio was revealed between April and October 2007, the company’s stock price fell and investors were harmed. [read post]
20 Aug 2010, 7:31 pm
Citigroup stock is down more than 90%. [read post]
8 Sep 2021, 12:32 pm
The Securities & Exchange Commission (SEC) is pressing a new theory of liability concerning insider trading laws. [read post]
30 Mar 2011, 11:33 am
The National Security Agency has been called in to help investigate recent hack attacks against the company that runs the Nasdaq stock market, according to a news report. [read post]
23 Dec 2015, 4:50 pm
., a biotech company formerly headed by Turing’s Martin Shkreli, announced that it is being delisted from the Nasdaq stock exchange, and that the company's interim CFO and accounting firm have both resigned. [read post]
30 Apr 2012, 11:54 pm
The Securities and Exchange Commission is accusing optionsXpress, a Charles Schwab Corp. [read post]
6 Nov 2015, 7:22 am
The price of Bitcoin has been rising faster on Chinese exchanges than elsewhere in the world. [read post]
6 Jun 2012, 4:59 am
The Securities and Exchange Commission has a shotgun in its hand and is looking for zombies. [read post]
26 Dec 2019, 3:26 pm
SEC CHARGES HEAD OF FIRST CAPITAL REAL ESTATE TRUST INC. [read post]
23 May 2012, 9:31 am
The SEC has relied on stock exchange rules to specify the reimbursement rates, and it has been the NYSE rules that have established the standard used in the industry.The Proxy Plumbing Release notes that it is a relatively simple process for an issuer to send proxy materials to registered owners of its securities because their names and addresses are listed in the issuer’s records, but the process of distributing proxy materials to beneficial owners is more complicated. [read post]
22 May 2007, 3:13 pm
The Federal Housing Finance Agency would be headed by a Director, appointed by the President and confirmed by the Senate for a 5-year term.New Financial Services Committee Chair Barney Frank has pledged to pass legislation to reform the government-sponsored enterprises in this session of Congress.The regulated entities are required to register at least one class of capital stock with the Securities and Exchange Commission.The legislation establishes corporate governance… [read post]
29 Nov 2011, 1:28 am
The, ubiquitous, sweetheart deal is ownership of shares in company in exchange for some benefit from the foreign partner. [read post]
15 Nov 2011, 1:49 pm
The, ubiquitous, sweetheart deal is ownership of shares in company in exchange for some benefit from the foreign partner. [read post]
2 Apr 2019, 10:48 am
The Securities and Exchange Commission today charged the founder and former chief executive of a Silicon Valley startup with defrauding investors in Jumio Inc., a private mobile payments company. [read post]
19 Dec 2022, 6:28 am
And the pressure to sell and hit a quota is often hanging over many agents’ heads. [read post]
19 May 2011, 3:14 am
In exchange, the cops parade the defendant in front of the television cameras so there's something to watch as the talking heads tell the sordid tale. [read post]
17 Nov 2008, 5:16 pm
That's the amount the Securities & Exchange Commission believes Dallas Mavericks owner Mark Cuban avoiding losing by dumping all of his Mamma.com stock one day before the company announced it had concluded a successful private offering of its stock. [read post]
