Search for: "Hester M. Peirce" Results 161 - 180 of 271
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23 Jun 2022, 9:01 pm by Hester M. Peirce
Chair Gensler’s Regulatory Flexibility Agenda[1] for the Securities and Exchange Commission sets forth flawed goals and a flawed method for achieving them. [read post]
15 Oct 2023, 9:01 pm by renholding
In 2010, Congress directed the Commission to prescribe rules providing for the public disclosure of aggregate short sale position data on at least a monthly basis.[1] The final rule that we are considering today, however, goes well beyond what Congress requires. [read post]
30 Jun 2016, 3:14 am by Broc Romanek
A procedural step known as a “hold,” has been placed on Hester Peirce, a Republican nominee for the agency, according to a Democratic Senate aide. [read post]
10 Oct 2023, 9:01 pm by renholding
Although better than the proposed rule,[1] the final beneficial ownership reporting rule continues to rest on flawed economics. [read post]
25 May 2018, 6:00 am by Doug Cornelius
Piwowar and two other sitting commissioners: Kara Stein, a Democrat, and Hester Peirce, a Republican. [read post]
15 Nov 2019, 12:44 am by Doug Cornelius
Yes.Here’s a few thoughts: https://www.thecorporatecounsel.net/blog/2019/10/the-sec-cancels-another-open-meeting-what-gives.html Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation by Commissioner Hester M. [read post]
24 Sep 2019, 3:39 pm by Scott H. Kimpel
Though each of the five SEC commissioners made opening statements and had an opportunity to respond to questions from various committee members, most of the questioning surrounding blockchain and cryptocurrency went to Chairman Jay Clayton and Commissioner Hester M. [read post]
21 Oct 2015, 4:12 am by Broc Romanek
The Republican nominee to replace Dan Gallagher is Hester Peirce, a researcher at George Mason’s Mercatus Center and a former Senate Banking Committee staffer (where she worked with current Commissioner Piwowar). [read post]
3 Nov 2023, 3:15 am by Liz Dunshee
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action against LBRY 3. [read post]
6 Aug 2023, 9:01 pm by renholding
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]