Search for: "Hester M. Peirce" Results 161 - 180 of 271
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Weekly Roundup: April 16–22, 2021
23 Apr 2021, 5:50 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Stump cautions against 'regulatory grab' in bitcoin, other cash markets
21 Apr 2021, 6:06 am by John Jascob
In particular, Stump highlighted the work of SEC Commissioner Hester Peirce in discussing the application of the Howey test to digital assets. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: April 9–15, 2021
16 Apr 2021, 5:51 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement by Commissioner Peirce on Rethinking Global ESG Metrics
16 Apr 2021, 5:51 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement by Commissioner Peirce on the Staff ESG Risk Alert
14 Apr 2021, 6:00 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Securities Industry Commentator by Bill Singer Esq
9 Apr 2021, 6:00 am
Peirce)Associated Person Cites Favoritism and Retaliation in FINRA Arbitration... [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
12 Mar 2021, 11:31 am
Peirce)The Grandfather FINRA OBA Paradox (BrokeAndBroker.com Blog)... [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
12 Mar 2021, 11:31 am
Peirce)Law Firm Seeks Litigation Associate (Warren Law Group)... [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Weekly Roundup: March 5–11, 2021
12 Mar 2021, 5:59 am
Peirce and Elad L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC’s ESG Task Force
8 Mar 2021, 3:00 am by Doug Cornelius
Commissioner Hester M. [read post]
Compliance Building - http://www.compliancebuilding.com
Statement by Commissioners Peirce and Roisman on the SEC’s Enhanced Climate Change Efforts
5 Mar 2021, 6:03 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: February 19-25, 2021
26 Feb 2021, 6:00 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Securities Industry Commentator by Bill Singer Esq
25 Feb 2021, 12:17 pm
SEC Awards Over $500,000 to Two Whistleblowers (SEC Release)FINRA Censures and Fines Member for Supervisory IssuesIn the Matter of Louis Capital Markets, LP (n/k/a Louis Capital Markets, LLC), Respondent (FINRA AWC)Small World (Opening Remarks for the FinTech Panel at the Institute of International Bankers 2021 Annual Washington Conference by SEC Commissioner Hester M. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Atomic Trading
24 Feb 2021, 6:01 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Securities Industry Commentator by Bill Singer Esq
12 Feb 2021, 11:24 am
Peirce and Elad L. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Unlike Media, SEC Can Protect and Reward Stock Market Whistleblowers
29 Jan 2021, 3:21 pm by Geoff Schweller
On January 29, Acting SEC Chair Allison Lee and SEC Commissioners Hester Peirce, Elad Roisman, and Caroline Crenshaw released a statement regarding the recent market volatility. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Securities Industry Commentator by Bill Singer Esq
15 Jan 2021, 8:08 am
(Public Statement by SEC Commissioner Hester M. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
15 Jan 2021, 8:08 am
Peirce, Elad L. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW
15 Jan 2021, 8:08 am
Peirce, Elad L. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Weekly Roundup: November 13–19, 2020
20 Nov 2020, 6:00 am
Peirce and Elad L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov