Search for: "Holding Capital Management LLC"
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20 Apr 2020, 4:10 am
Unfortunately for Faction #1, they now find themselves cast out of the LLC as non-members, with no voting or management rights, no standing to sue derivatively, and unable to demand access to books and records or seek judicial dissolution. [read post]
18 Oct 2018, 12:13 pm
As recently reported, the Massachusetts Securities Division (the “Division”) has commenced an investigation into the sales practices of some 63 independent broker-dealers who offered private placements sponsored by alternative asset manager GPB Capital Holdings, LLC (“GPB”). [read post]
2 Dec 2019, 11:29 am
GPB Holdings II LP is a private placement fund sponsored by GPB Capital Holdings, LLC, a New York-based global asset management firm. [read post]
9 Sep 2020, 1:00 pm
GPB Capital Update on Investigation According to reports yesterday, Michael Cohn, former chief compliance officer at private equity firm, GPB Capital Holdings, pleaded guilty to a misdemeanor on Tuesday. [read post]
25 Apr 2019, 9:07 am
The Securities and Exchange Commission today announced the inaugural members of the Small Business Capital Formation Advisory Committee. [read post]
8 May 2010, 8:22 am
Medical Capital Holdings operated its business by providing funds to financially troubled hospitals and health-care facilities. [read post]
15 Apr 2021, 8:11 am
Members own an LLC and it is operated by either third-party managers or the members themselves. [read post]
23 Oct 2020, 8:05 am
Members own an LLC and it is operated by either third-party managers or the members themselves. [read post]
18 Jan 2024, 1:30 pm
The White Law Group reviews the regulatory history of Cabot Lodge Securities LLC. [read post]
16 Nov 2009, 3:40 am
But now, we have Mooring Capital Fund, LLC v. [read post]
5 Dec 2016, 3:20 am
Among other features augmenting the majority member’s control, the operating agreement named himself sole managing member; authorized the managing member to make additional capital calls and to reduce the membership interest of a member who fails to contribute; and authorized member expulsion on various grounds. [read post]
21 Jul 2022, 5:00 pm
,LLC., the condominium’s Board of Managers voted to assess all unit owners a total of $150,000 in order to replenish a capital reserve account, which was needed to fund building repairs. [read post]
31 Aug 2020, 4:56 am
Pegasus Capital Advisors, Dec. [read post]
22 May 2009, 1:06 am
The US Securities and Exchange Commission is suing the defendants, which include Kiselak, who is now a money manager, his Texas-based investment firm Kiselak Capital Group LLC, Jeffrey Sykes, and Gemstar Capital Group Inc, a venture capital company. [read post]
7 Nov 2019, 9:01 am
Investigating Potential Lawsuits The White Law Group continues its investigation into FINRA-registered broker dealers who may have unsuitably recommended GPB Capital’s offerings to investors, including the following offerings: Armada Waste Management LP (f/k/a GPB Waste Management LP) GPB Holdings II GPB Holdings I GPB Automotive Portfolio GPB Cold Storage GPB NYC Development Private Placement investments such as GPB offerings are… [read post]
5 Jun 2024, 1:45 pm
On May 8, 2024, LPL Financial LLC announced it has closed its acquisition of the wealth management business of? [read post]
8 Aug 2011, 9:01 pm
In Paige Capital Management, LLC v. [read post]
26 Oct 2011, 7:00 am
Capital interest holders enjoy the right to a proportionate share of the capital, profits, and residual value of the LLC. [read post]
19 Sep 2013, 9:20 am
Stastney, a partner at investment advisory firm Vicis Capital LLC, traded as a principal when he authorized the client hedge fund to pay approximately $7.5 million to purchase a basket of illiquid securities from a friend and outside business partner hired by the firm as a managing director. [read post]
3 Dec 2012, 6:42 am
Auriga Capital Corp., C.A. [read post]
