Search for: "INSTITUTIONAL TRADING CORPORATION" Results 161 - 180 of 6,402
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24 Jan 2024, 4:35 am by David Lynn
For more discussion of necessary changes to insider trading policies, check out our January-February 2023 issue of The Corporate Counsel. [read post]
24 Jan 2024, 4:30 am by David Lynn
During the “Taking a Fresh Look at Company Policies” panel that I moderated at the Northwestern Securities Regulation Institute yesterday, we discussed three compensation policies that companies should review in light of recent SEC action. [read post]
23 Jan 2024, 9:01 pm by renholding
Cardinal Health The $109 million settlement with Cardinal Health resolves allegations concerning the acquisition and integration of Cordis Corporation from Johnson & Johnson for $1.9 billion in 2015. [read post]
22 Jan 2024, 9:01 pm by renholding
Alan served as Director of the Division of Corporation Finance (“CorpFin”) from 1970 to 1976. [read post]
22 Jan 2024, 8:24 pm
"Far from being the cause of our problems, free trade capitalism as an economic system is the only instrument we have to end hunger, poverty and extreme poverty across our planet. [read post]
22 Jan 2024, 7:51 am by Alden Abbott
A September 2022 iRobot investor filing revealed that the Federal Trade Commission (FTC) had made a “second request” for additional information pertaining to the transaction. [read post]
22 Jan 2024, 4:40 am by David Lynn
The proposal faced opposition from the House Natural Resources Committee, trade groups, local and state public officials and others. [read post]
19 Jan 2024, 10:34 am by luiza
  Freepoint also agreed to disgorge more than $7.6 million to the Commodity Futures Trading Commission (CFTC) in a related matter. 4 — Corficolombiana ($80M). [read post]
19 Jan 2024, 7:09 am by Melissa Tremblay
Erica served as co-chair of the 2023 American Conference Institute (ACI) False Claims Act and Qui Tam Enforcement conference. [read post]
19 Jan 2024, 6:30 am
Hicks, Debevoise & Plimpton LLP, on Thursday, January 18, 2024 Tags: Clawbacks, ESG, insider trading disclosures, pay-versus-performance disclosure, proxy statements, SEC, Updates [read post]
19 Jan 2024, 6:30 am
Hicks, Debevoise & Plimpton LLP, on Thursday, January 18, 2024 Tags: Clawbacks, ESG, insider trading disclosures, pay-versus-performance disclosure, proxy statements, SEC, Updates [read post]
19 Jan 2024, 3:00 am by Jim Sedor
National/Federal A New Republican Mom Wants to Change House Rules for Postpartum Voting DNyuz – Anni Karni (New York Times) | Published: 1/16/2024 When she arrived in Congress last year, Rep. [read post]
18 Jan 2024, 2:24 pm
All of this requires the vanguard, the leading forces of society, to guide social collectives first to appropriate states of trust, and then to the elaboration of trust in trustworthy acts, in which trust is measured, and accountability developed, around the normative expression of trustworthy acts, thoughts, institutions, culture, economics, etc. [read post]
18 Jan 2024, 8:31 am by Simon Lester
As to the concern about the impact of trade liberalization on U.S. domestic politics, I am skeptical, based on the polling, that trade is a big issue for most voters. [read post]
18 Jan 2024, 8:31 am by Simon Lester
As to the concern about the impact of trade liberalization on U.S. domestic politics, I am skeptical, based on the polling, that trade is a big issue for most voters. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
It falls short relative to the independent discoveries made by truth-seeking investigative journalists who do not pursue trading profits, and is subpar to the valiant breakthroughs achieved by whistleblowers who seek to rectify deep- rooted corporate malfeasance. [read post]
16 Jan 2024, 6:35 am by Unknown
By Anne Sherry, J.D.Comments are in on a proposed rule change that would allow Natural Asset Companies to trade on the NYSE. [read post]
14 Jan 2024, 6:30 pm by Etelka Bogardi (HK) and Conrad Lam
Transactions and direct acquisitions of spot VAs:  SFC-authorised VA Funds conducting spot VA trading should only do so through SFC-licensed VATPs (whether on or off-platform) or authorised institutions by the Hong Kong Monetary Authority (the HKMA) (AIs). [read post]
12 Jan 2024, 6:31 am
 Related research from the Program on Corporate Governance includes The Agency Problems of Institutional Investors (discussed on the Forum here) by Lucian A. [read post]