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28 Jun 2012, 9:42 am
See, Josh Brown, Business Model Darwinism, Wall Street Journal (Nov. 29, 2011 10:13 am), http://blogs.wsj.com/financial-adviser/2011/11/29/business-model-darwinism/. [read post]
5 Aug 2020, 3:03 am
Many reasonable investors have decided that both filed and unfiled ESG information is material to their investment and voting decisions, which is supported by research (see note 10) linking positive financially material ESG indicators to superior financial results. [read post]
14 Mar 2012, 9:10 am
So, the only proof of ownership they have, or had, was the statement that they received from a government-regulated broker-dealer.So, what does it mean? [read post]
9 May 2014, 2:42 am
Supreme Court held that Section 10(b) (the primary federal anti-securities fraud statute) only provides a private cause of action for claims based on “[1] transactions in securities listed on domestic exchanges, and [2] domestic transactions in other securities. [read post]
17 Nov 2015, 12:00 am
Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, if the SEC issues a sanction greater than $1 million as a result of a whistleblower’s tip, the whistleblower can receive between 10 and 30 percent of the sanction amount. [read post]
10 May 2013, 6:00 am
Answer #5 In short, The EB-5 visa is for Immigrant Investors. [read post]
30 Mar 2011, 7:51 am
., Case No. 1:09-CV-751, 2011 U.S. [read post]
23 Jun 2009, 5:00 am
If a person does not and cannot know they have been defrauded, it is unfair to bar them from the courthouse. [read post]
18 Apr 2016, 7:44 am
Moreover, the rule’s 10 percent investment limitation does not impose qualifications on purchasers. [read post]
27 Mar 2019, 5:05 am
The letter further notes that the resulting gap between ownership and control at Pinterest will be exacerbated by: (1) the 20:1 vote ratio between super-voting and public shares; and (2) the lack of a meaningful dilution threshold. [read post]
11 Apr 2018, 6:45 am
Clayton began by emphasizing that equity market structure is integral to the SEC’s three-part mission: (1) to protect investors; (2) maintain fair, orderly and efficient markets; and (3) facilitate capital formation.Regarding Main Street investors, he said that the focus must be on protecting their long-term interests by fostering transparency with regulations created to allow them public access to material information for empowered investing. [read post]
7 Aug 2008, 8:49 pm
Unfortunately, the settlement does not treat retirement plans and other large institutional investors as well. [read post]
7 Sep 2016, 7:48 am
For a free consultation with a securities attorney, please call the firm at 1-888-637-5510. [read post]
20 Nov 2012, 12:56 am
These investors have four primary interests in investing: 1. [read post]
1 Mar 2017, 5:00 am
Their mere use of the devices thus fails to establish defendants' knowledge of inaccuracy and, taken individually, does not prove scienter. [read post]
26 Mar 2007, 11:11 pm
Sources:1. [read post]
20 Nov 2013, 11:14 am
Article 8(2) sets out the circumstances in which “disputes shall be submitted to international arbitration”: (1) “where, after a period of eighteen months has elapsed from the moment when the dispute was submitted to the competent tribunal … the said tribunal has not given its final decision”; and (2) “where the Contracting Party and the investor of the other Contracting Party have so agreed. [read post]
26 Jun 2017, 3:00 am
We know that ironically we can get better returns than the average investor when we choose to accept the market returns rather than trying to beat the market, but how much time does it take to double your money? [read post]
26 Jun 2017, 3:00 am
We know that ironically we can get better returns than the average investor when we choose to accept the market returns rather than trying to beat the market, but how much time does it take to double your money? [read post]
16 Jul 2012, 3:00 am
The bankruptcy trustee sued those early investors who had gotten payouts from the enterprise. [read post]
