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21 Nov 2008, 2:44 pm
  I of course welcome any insight on these topics or papers. [read post]
14 Apr 2010, 11:27 am by Stuart Blake
Recent developments in both the U.S. government and private corporate sectors have ushered in a new era of corporate sustainability, in which complying with environmental regulations is moving from a recommendation to a mandate for a wide range of businesses. [read post]
27 May 2011, 6:00 am by Kara OBrien
 The post also features recent filings revealing FCPA actions. 5) HLS Forum on Corporate Governance & Financial Regulation: A Quick Survey of Recent Developments in Public M&A Deal Terms – With the return of the M&A market, Kirkland & Ellis partners David Fox and Daniel Wolf examine the recent trends that dealmakers should be aware of. [read post]
4 Jul 2008, 10:38 am
However, if true, the allegations are serious, and provide significant insight into a corporate mindset at UBS which put its profits ahead of the well being of its customers, and its own employees.At the same time, a brokerage firm is a business, and one of its businesses is buying and selling securities, often from its own inventory. [read post]
25 Jan 2024, 9:05 pm by renholding
The equity structure of the primary for-profit subsidiary was capped to limit the financial returns to investors and to balance commercial goals with safety and sustainability. [read post]
1 Mar 2012, 2:13 pm by MLB
It targets senior corporate executives charged with financing and deal making strategies, senior members of in-house legal teams, corporate bankers and financiers, private equity and institutional investors and other legal and financial experts involved in M&A and corporate finance matters. [read post]
15 May 2024, 5:00 am by Candace Dellacona, Esq.
We will also offer insight into simple ways that others in their position can avoid the quandary in which Shohei, Tim, Billy, and Kevin found themselves. [read post]
27 Oct 2011, 5:00 am by Wystan M. Ackerman
Here is the third and final installment of my insights from the recent ABA conference. [read post]
29 Sep 2011, 12:15 am by LindaMBeale
As many are aware, the ratings agencies play an outsize role in financial markets. [read post]
27 Oct 2011, 2:30 pm by Neil Rosenbaum
  The Manual incorporates exam procedures developed by the Federal Financial Institutions Examination Council for many of the federal consumer financial laws now enforced by the CFPB. [read post]
15 Apr 2024, 10:00 pm by Sherica Celine
Trends & Insights provides the latest in news articles and insights documents on trending areas for financial service organizations. [read post]
29 Apr 2024, 10:00 pm by Sherica Celine
Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations including CFPB, FTC Urge 11th Circ. [read post]
8 Sep 2011, 2:40 pm by Larry Ribstein
This Article constructs a novel theory of CRT that extends the insights of creditor governance theory to CRT transactions. [read post]
6 Feb 2024, 12:32 pm by Race to the Bottom
The CTA, however, appears to place the burden on parties with little insight on how to adhere to the policy. [read post]
1 Aug 2013, 5:00 am by Wystan Ackerman
Here is part two of my insights from the 2013 DRI Class Action Seminar: Standard Fire v. [read post]
10 Jan 2024, 6:00 am by beng
“This trend will continue and pick up steam in 2024 as companies grasp with volatile financial markets and ever-changing world affairs while attempting to run a successful business. [read post]
13 Aug 2018, 8:01 am by Larissa Sanchez Fields
Although all of the courts in the above cases found that the out-of-state financial institutions were not doing business in their states, the activities that they list provide insight to guide financial institutions regarding what they should and should not do to avoid the jurisdiction of a foreign state. [read post]
1 Jul 2011, 2:00 am by Kara OBrien
He highlights the various corporate governance and compensation provisions of the Dodd-Frank Act and where they stand today. 4) HLS Forum on Corporate Governance & Financial Regulation: When It Pays to Pay Your Investment Banker Practice Center Contributor Kevin Miller alerted me to this post which discusses the results of a recent study on the role of financial advisors in M&A. [read post]
1 Feb 2009, 5:49 pm
His insights into the importance of ensuring corporate accountability are easily as relevant to policies that affect our civil justice system as to policies affecting our regulatory system. [read post]