Search for: "Investment Property Advisors, Inc." Results 161 - 180 of 630
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22 Feb 2018, 2:06 pm by Michael J. Giarrusso
Investors in American Finance Trust (“AFIN”), formerly known as American Realty Capital Trust V, Inc., may have arbitration claims to be pursued before the Financial Industry Regulatory Authority (“FINRA”), if their AFIN position was recommended by an investment advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or financial advisor. [read post]
21 Oct 2016, 7:40 am by Adam Weinstein
  From 2001 through March 2016, Byrd was registered with TransAmerica Financial Advisors, Inc. [read post]
The Company focuses on income producing properties in the western US with a concentration in southern California. [read post]
2 Aug 2018, 12:51 pm by Staff Attorney
In addition, an advisor with poor personal finances may be incentivized to sell unsuitable or high commission products that may be recommended to generate high profits for the advisor at the expense of the client. [read post]
21 Nov 2016, 4:51 am by Adam Weinstein
  Common due diligence looks into the investment’s properties including its benefits, risks, tax consequences, the issuer, the likelihood of success or failure of the investment, and other relevant factors. [read post]
22 Dec 2009, 9:37 am by Brett Alcala
Pacific Cornerstone Capital, Inc. of Irvine, California, and it's CEO were fined a total of $750,000 by the Financial Industry Regulatory Authority (FINRA) for making false and misleading statements to purchasers of Cornerstone Industrial Properties LLC and CIP Leveraged Fund Advisors LLC. [read post]
4 Jul 2018, 11:33 am by Staff Attorney
Other OBAs include Lorcon Inc., Brancor Properties, LLC, and American Family Life Assurance Company of Columbus. [read post]
19 Dec 2018, 12:41 pm by Staff Attorney
 These investments include those being underwritten and offered by David Lerner Associates, Inc. [read post]
11 Feb 2013, 9:33 am by D. Daxton White
Dividend Capital Total Reality Trust Inc. operates as a non-traded REIT that began by providing investment opportunity in high-quality office, industrial retail, multi-family, and real properties located in North America. [read post]
22 May 2012, 9:41 pm by InvestorLawyers
” If you suffered losses as a result of your investment in the Retail Properties of America Inc. [read post]
8 Oct 2020, 8:19 am by InvestorLawyers
Investors in Moody National REIT II (“Moody II”)  may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. [read post]
4 Jul 2023, 12:05 pm by Chris Castle
The House Judiciary Subcommittee on Courts, Intellectual Property, and the Internet held its first investigation into the operations and business practices of The MLC, Inc., the private company that operates the mechanical licensing collective. [read post]
27 Jun 2018, 6:30 am by Staff Attorney
First, there must be reasonable basis for the investment recommendation based off the broker’s research and due diligence into the investment’s properties such as benefits, risks, tax consequences, and other relevant factors. [read post]
2 Jul 2019, 7:42 am by Staff Attorney
  Due diligence includes an investigation into the investment’s properties including its benefits, risks, tax consequences, issuer, history, and other relevant factors. [read post]
12 Jun 2023, 4:15 am
Petersburg Man Who Orchestrated Multimillion Dollar Fraud Scheme While On Supervised Release Sent Back To Prison For Theft Of Government Property And Money Laundering (DOJ Release) SEC RELEASES SEC Charges Investment Adviser and Principal in Abusive Naked Short Selling Scheme (SEC Release)... [read post]