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2 Nov 2023, 9:01 pm
“Requiring trading platforms to be registered and overseen by regulators was central to the swaps market reform President Obama and Congress included in the Dodd-Frank Act. [read post]
31 Oct 2023, 4:44 am
Image by DALL-E As Amanda Holpuch reports in The New York Times, Fired Up Fabrication, LLC (Fired Up) sued JMF Enterprises LLC, a Colorado welding company, and its principal, John Frank (collectively JMF). [read post]
31 Oct 2023, 3:30 am
John flagged the “Wells Notice” a few months ago, noting that it was unusual (at least until now) for a CISO to be caught in the SEC’s crosshairs. [read post]
30 Oct 2023, 8:51 am
Here is my annual list of Halloween torts and crimes. [read post]
24 Oct 2023, 9:01 pm
Each year we receive thousands of whistleblower tips, and throughout the history of the program those tips have resulted in billions in monetary recovery, a significant portion of which has been returned to harmed investors, and some of which has funded whistleblower awards.[6] The Dodd-Frank whistleblower protection rule – Rule 21F-17 – is important to the program’s success. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
20 Oct 2023, 6:32 am
(discussed on the Forum here) by John C. [read post]
20 Oct 2023, 6:32 am
(discussed on the Forum here) by John C. [read post]
16 Oct 2023, 6:30 am
For the Balkinization Symposium on Frank Michelman, Constitutional Essentials: On the Constitutional Theory of Political Liberalism (Oxford University Press, 2022)Frank Michelman Warm thanks to good friends for these smart and attentive commentaries. [read post]
16 Oct 2023, 3:30 am
– John Jenkins [read post]
15 Oct 2023, 9:03 pm
When Congress in Dodd-Frank mandated that the SEC write rules with regard to short selling disclosure, they did so by amending that same section, 13f. [read post]
13 Oct 2023, 6:30 am
As Frank says, JBC ‘ does not make liberalism mean constitutionalism. [read post]
13 Oct 2023, 4:00 am
John Rogers says he is ready to fight the charges and seek another term in the Alabama Legislature. [read post]
12 Oct 2023, 6:30 am
WinterIn Constitutional Essentials, Frank Michelman examines the conditions that would fulfill John Rawls’s liberal principle of legitimacy. [read post]
11 Oct 2023, 8:12 am
This is part of a series of WNN exclusives on whistleblower awards paid out by the U.S. [read post]
10 Oct 2023, 9:01 pm
The Court is against “outright racial balancing,” but, citing Franks v. [read post]
9 Oct 2023, 4:00 am
When attorney John F. [read post]
29 Sep 2023, 4:00 am
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
22 Sep 2023, 4:00 am
National/Federal Lobbyists Flirt with AI While Remaining Cautious of Its Promises Bloomberg Government – Kate Ackley | Published: 9/8/2023 Lobbyists are scrambling to put their imprint on federal oversight of artificial intelligence (AI) and grappling with its influence on their own profession even as they predict robot-lobbyists will likely remain in the realm of science fiction. [read post]
19 Sep 2023, 6:25 am
The Slave Trade Act of 1800 was signed by President John Adams on May 10, 1800. [read post]
