Search for: "Julie Hedges"
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22 Sep 2010, 6:00 am
The statute was enacted in 2008 but took effect on July 1, 2009. [read post]
7 Jan 2016, 1:41 pm
On July 14, 2015, the IRS issued Notice 2015-47, which classified certain “basket option contracts” used by hedge funds to avoid or reduce their tax liabilities as “listed” tax shelter. [read post]
22 Dec 2014, 10:41 am
On December 18, the Federal Reserve Board announced that it has acted under Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the Volcker Rule, to give banking entities until July 21, 2016, to conform investments in and relationships with covered funds (i.e., most private equity and hedge funds) and foreign funds that were in place prior to December 31, 2013 (“Legacy Covered Funds”). [read post]
14 Jul 2015, 4:50 am
Meanwhile, the SEC’s hedging & pledging proposal drew about 20 comment letters. [read post]
7 Apr 2017, 10:42 am
For Cowen, this is the second introducing prime (mini-prime) acquisition in the last two years, the earlier coming when they acquired Concept Capital in July of 2015. [read post]
19 Sep 2013, 9:20 am
According to Julie M. [read post]
7 Jul 2017, 6:39 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 7, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 30–July 6, 2017. [read post]
5 Jun 2015, 5:32 am
At one time, the company was a third-party marketer of hedge funds whose main function was to introduce and market hedge funds to financial institutions. [read post]
9 Jun 2013, 6:59 am
In summary, with effect from the implementation date (22 July 2013), European managers of Alternative Investment Funds (“AIFs”) – essentially: (a) any European manager of a PE, VC, hedge or real estate fund will need to be authorised in its home member state and comply with various requirements regarding the funds that it manages concerning information disclosure and third-party service providers; and (b) any non-European manager of a PE, VC, hedge or… [read post]
17 Jun 2014, 11:17 am
The head trader continued doing his job until the middle of July. [read post]
21 Jul 2009, 5:29 am
July 14, 2009). [read post]
28 Jul 2016, 6:21 am
Posted by Paula Loop, PricewaterhouseCoopers LLP, on Thursday, July 28, 2016 Editor's Note: Paula Loop is Leader of the Governance Insights Center at PricewaterhouseCoopers LLP. [read post]
17 Apr 2012, 8:59 pm
The Dept. of Labor is requiring Morgan Keegan to pay $630,000 to 10 plans for allegedly recommending certain hedge funds as investments in exchange for the hedge funds paying Morgan Keegan revenue-sharing and other fees. [read post]
10 Jul 2014, 7:23 pm
In our model, investors hedge endowment risk by trading bilaterally in a search-and-matching environment. [read post]
10 Jul 2014, 7:12 pm
Speculators facilitate hedging by the commodity suppliers. [read post]
23 Jun 2008, 12:15 pm
All of the briefs must be in by July 25 and oral argument will be held the week of August 4. [read post]
14 Jul 2011, 9:32 pm
Click to read the July 11, 2011 joint statement from these Louisiana pension plans about hedge fund liquidity concerns for this particular manager. [read post]
2 Jul 2010, 9:01 am
Happy Fourth of July! [read post]
27 Jul 2010, 3:14 pm
Wall Street brokerage firms are being ordered to pay millions to investors who incurred significant losses on what they thought were low-risk investments, but were, in fact, leveraged municipal arbitrage hedge funds, according to a Wall Street Journal article by Randall Smith (“Crisis-Era Munis Haunt Wall Street,” July 27, 2010). [read post]
12 Oct 2016, 5:10 am
The hedge fund’s filing of the suit came to light in a letter the fund sent to its investors on Monday. [read post]
