Search for: "K&K Trading Corporation"
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6 Sep 2018, 5:25 am
is Apache Corporation. [read post]
20 Sep 2011, 8:25 am
Obviously any such tax system would have to be tweaked as some shareholders of publicly traded businesses are IRAs, 401(k)s and other tax deferred accounts that defer income tax until the assets are withdrawn. [read post]
9 Jun 2020, 6:24 am
Track down the latest 10-K form, and see what surprises await. [read post]
20 Feb 2023, 9:05 pm
Applying solely to tender offers, the consequence is that one’s entitlement to keep trading profits legally or be sent to the slammer may hinge on whether a corporate transaction takes the form of a merger or a tender offer. [read post]
15 Jun 2011, 7:30 am
Shareholders -- not the CEO and not the board of directors -- are the REAL owners of any publicly traded corporation. [read post]
23 May 2007, 5:15 am
See Item 407 of Regulation S-K, 17 CFR 229.407. [read post]
12 May 2011, 1:02 pm
To the extent the selling shareholder is injured, his injury thus is correctly attributed to the rules allowing corporate nondisclosure of material information, not to insider trading. [read post]
10 Aug 2016, 5:46 am
Swisher asked CorpFin for relief from reporting requirements while it liquidated its assets and dissolved the corporation. [read post]
28 Jan 2020, 4:36 am
To answer this question, in Chapter 5, Peter K. [read post]
15 Jun 2012, 2:22 pm
On June 13, 2012, ALJ Robert K. [read post]
21 Oct 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, October 21, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 14-20, 2022 There Is No “C” in “ESG”: An Illustration of ESG’s Biggest Risk Posted by Douglas K. [read post]
25 Jan 2024, 6:06 pm
This is very different from the dividends investors receive from large corporations that trade on national exchanges, which are typically derived solely from earnings. [read post]
1 May 2012, 2:08 pm
Andre and Scott K. [read post]
11 Jul 2012, 10:13 pm
Last April, the Securities and Exchange Commission Division of Corporation Finance sent Green Mountain Coffee Roasters (NASDAQ: GMCR) a comment letter requesting certain information about its segment reporting in its 10-K report for the fiscal year ended September 24, 2011. [read post]
19 Aug 2021, 12:21 pm
WELLY JUHL, n/k/a Welly Garza, Appellant, v. [read post]
3 Aug 2012, 11:40 am
On August 1, 2012, the International Trade Commission (the “Commission”) issued a notice determining to partially review and partially vacate the Final Initial Determination (“ID”) issued by ALJ Robert K. [read post]
23 Aug 2023, 8:05 am
Business management and ethics scholars, including the then-Dean of Harvard Business School, Donald K. [read post]
11 Mar 2010, 10:05 pm
There are two types of shareholders in American publicly traded companies. [read post]
13 Jul 2012, 4:07 am
This serves as a good reason to remind insiders of their obligations under the law and corporate insider trading policies. [read post]
16 Jan 2023, 9:05 pm
If, as I think, the corporate and securities laws should lower transaction costs so that sophisticated parties may more easily obtain the results they seek, then the insider trading laws should be interpreted as embodying the awareness rule, not the use rule. [read post]
