Search for: "Keith Paul Bishop" Results 161 - 180 of 247
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14 Aug 2012, 2:00 am by Keith Paul Bishop
Anthony Colbert, “Fairness Hearings,”  California Business Law Practitioner 44 (Spring 2010) Keith Paul Bishop, “California Fairness Hearings: A Low-Cost Alternative to Federal Registration in Acquisition Transactions,”  15 Insights 23 (Feb. 2001)  The Department of Corporation’s website provides this summary of fairness hearings from 2001 to 2007. [read post]
3 Jan 2020, 5:11 am by Walter Olson
’s Lloyds to curtail insurance availability in a way specifically targeted at the association [Stephen Gutowski thread] “The Misguided Quest to Limit Choice in Consumer Credit” [Diego Zuluaga] “The CFPB and Payday Lending Regulations” [Peter Van Doren last February; earlier on payday lending; Federalist Society Regulatory Transparency Project video on regulation-through-investigation of payday lenders with Jamie Fulmer, Chris Peterson, and Brian Knight] Federalist… [read post]
12 Nov 2022, 1:02 pm by Steve Bainbridge
Keith Paul Bishop offers ups list of his posts in which he has addressed some examples: Is A Corporate Director An Employee Subject To Workers' Compensation? [read post]
29 Jan 2016, 6:00 am by Doug Cornelius
The Answer May Have Surprising Consequences by Keith Paul Bishop in California Corporate & Securities Law In my experience, companies most often hold board and shareholder meetings at or near their principal executive offices . [read post]
20 Sep 2014, 9:05 pm by Walter Olson
., American Economic Review via MR] Shareholder litigation: “New ‘loser pays’ standard could curb abusive lawsuits” [Examiner editorial] Delaware take note: corporate by-law changes that cut off fee-seeking opportunism deserve acclaim [Keith Paul Bishop via Bainbridge] NYT was hot on “Goldman Sachs manipulated aluminum market” allegations but judge wasn’t [Reuters, July 2013 NYT] CFPB might shrug off discrimination and… [read post]
18 Feb 2011, 6:00 am by Kara OBrien
  This post addresses the less discussed budget of the CFPB which makes up 10% of the Federal Reserve budget  and may not be subject to direct Congressional control. 2) California Corporate & Securities Law Blog: Dodd-Frank Act to Increase State Oversight of Hedge Fund Advisers - In this video post, Keith Paul Bishop explains the basic changes in hedge fund oversight that are coming as a result of Dodd-Frank and details how both state and… [read post]
14 Sep 2018, 3:01 am by Walter Olson
Now a 79-year-old laser scientist faces sanctions who’s been a U.S. citizen for 10 years and says he isn’t friendly with Putin [Steven Mufson, Washington Post] “Why California’s Gender Quota Bill [for corporate boards] Is More Likely To Be Unconstitutional Than California’s Pseudo-Foreign Corporation Statute” [Keith Paul Bishop, California Corporate & Securities Law (Allen Matkins)] Tags: attorneys general, California,… [read post]
16 Sep 2011, 2:00 am by Kara OBrien
However, Keith Paul Bishop says whether shareholders have the power to amend bylaws unilaterally is a function of state law and details relevant provisions in California, Delaware and Nevada law. 4) Securities Law Prof Blog: Who Should Regulate Investment Advisers? [read post]
19 Apr 2010, 6:31 am by Broc Romanek
Placement Agent Regulation Makes Headline News On "The Mentor Blog," I've recently posted a few items from Keith Bishop of Allen Matkins about placement agent regulation. [read post]
4 Apr 2014, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate and Securities Law The really important question is what is the legal effect, if any, of preambles to rules? [read post]
4 Nov 2011, 2:00 am by Kara OBrien
 In this post, Keith Paul Bishop criticizes the ISS policy of commenting on compensation committee members and management say-on-pay proposals if the company’s prior say-on-pay proposal received significant opposition from votes cast. [read post]
7 Nov 2018, 7:55 am by Doug Cornelius
 The request letter authored by Keith Paul Bishop takes us on a great stroll on the analysis of “what is a security? [read post]
17 Jun 2011, 2:00 am by Kara OBrien
Keith Paul Bishop details the rest of the trouble in this post. 4) The D&O Diary: Supreme Court Holds Fund Management Company Cannot Be Held Liable for Funds’ Statements – One of the biggest stories of the week was the Supreme Court’s 5-4 decision in Janus which significantly limited the pool of potential securities fraud defendants. [read post]
16 Aug 2011, 5:00 am by Doug Cornelius
Sources: SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
23 Mar 2012, 9:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate and Securities Law A California administrative decision illustrates how a simple dinner party can get suddenly veer from a purely social gathering to arguably a public offering of securities. [read post]
10 Dec 2010, 5:00 am by Doug Cornelius
A Brief Rumination On Metaphysics, Trusts and Accredited Investors by Keith Paul Bishop in California Corporate & Securities Law blog This is what I understand the Staff to be saying. [read post]
9 Mar 2015, 7:38 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law The SEC Will Be Your Employment Law Agency, Too by David Smyth in Cady Bar the Door In a twist, ex-Cabot Lodge compliance officer recants, says he was wrong by Bruce Kelly in Investment News [read post]
15 Jun 2012, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law Blog While it is tempting to think that the test is now 2,000 record holders, a more realistic assessment would be to consider the test unchanged unless the issuer is able to keep track of the accredited investor status of its shareholders. [read post]