Search for: "Lene Powell" Results 161 - 180 of 262
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14 Dec 2018, 5:59 am by John Jascob
By Lene Powell, J.D.In a new Request for Information, the CFTC is requesting public feedback on the virtual currency Ether and the Ethereum network that produces it. [read post]
4 Dec 2018, 7:00 am by John Jascob
By Lene Powell, J.D.Calling the conclusions of a CFTC expert witness “absurd,” “near religious,” and “circular,” the Southern District of New York dismissed the CFTC’s market manipulation case against proprietary trading firm DRW and its founder, Don Wilson. [read post]
9 Oct 2018, 5:21 am by John Jascob
By Lene Powell, J.D.In a major caution for companies to take a close look at their social media policies, the SEC decisively reined in Elon Musk, the famously glib chief of Tesla, Inc., in the wake of his August tweet that he had secured a deal to take Tesla private. [read post]
27 Feb 2018, 7:28 am by John Jascob
By Lene Powell, J.D.To address conflicts of interest and associated conduct risks in the equity capital raising process, IOSCO has proposed guidance to help regulators evaluate market practices in their respective jurisdictions and take specific measures to mitigate risks. [read post]