Search for: "Long v. Office of Personnel Management" Results 161 - 180 of 452
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4 Jul 2018, 12:05 pm by Kevin LaCroix
  The ALJs are selected by SEC staff from a pool of candidates identified by the Office of Personnel Management. [read post]
31 Dec 2019, 8:13 am by CFM Admin
Regardless of all the changes in the investment management space, year-end administrative upkeep and 2020 planning are always particularly important, especially for general counsels, Chief Compliance Officers (“CCOs”), and key operations personnel. [read post]
13 Dec 2024, 1:18 pm by CFM Admin
 The Chief Compliance Officer (“CCO”) of an RIA must conduct a review of the RIA’s compliance policies and procedures annually. [read post]
5 Jan 2015, 3:31 pm by nedaj
As a result, year-end processes and 2015 planning are particularly important, especially for General Counsels, CCOs and key operations personnel. [read post]
12 Jan 2022, 6:47 am by Allan Blutstein
Executive Office for Immigration Review. [read post]
22 Feb 2012, 5:08 pm by Lyle Denniston
Office of Personnel Management (District Court docket 10-257). [read post]
11 Jan 2018, 4:18 pm by Kevin LaCroix
A recent derivative action brought by a shareholder of a company against its director for breach of duties, in the matter of Rajeev Saumitra v. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
 Wall Street and crypto veteran Caitlin Long recently announced a plan for Wyoming corporation, Avanti Financial Group Inc., to apply for a bank charter under Wyoming’s special-purpose depository institution law. [read post]
21 Apr 2013, 11:37 am by Gritsforbreakfast
  It expands the use of juvenile case managers by allowing for their use without a formal court order and prior to cases being filed. [read post]
5 Sep 2021, 7:01 am by Sara Bjerg Moller
But neither of the two missions the transatlantic alliance undertook in Afghanistan—the International Security Assistance Force (ISAF) and Resolute Support—were Article V missions. [read post]
2 Dec 2019, 12:25 pm by Gordon Ahl
National Security Institute Technologist Fellowship This year-long fellowship is geared at taking technologists from across the country and giving the them the core tools they need to effectively engage policymakers in both the legislative and executive branches on cyber issues. [read post]
23 May 2011, 7:57 am by Kara OBrien
” The DPA, which has a two-year term, requires Tenaris to disgorge profits plus prejudgment interest totaling more than $5.43 million; provide the SEC with a written compliance certification in advance of the DPA’s expiration; review and, if appropriate, update its Code of Conduct on an annual basis; require each director, officer, and management-level employee to certify annually his or her compliance with the Code of Conduct; and conduct FCPA training for all… [read post]