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19 Jan 2012, 7:03 am
Highlights of the Chief Justice’s speech (full text here) below the jump I’m always mindful that the Constitution calls on me to report on the state of the whole judiciary, all 400 of Indiana’s courts, a report on the larger enterprise that is moving from yesterday to tomorrow. [read post]
16 Apr 2014, 5:00 am
Stopping at this point, the SEC charges leave me unsettled. [read post]
14 Jan 2008, 2:29 am
"Please state why it has no such policy, as required. [read post]
26 Mar 2020, 7:27 am
Please feel free to contact me if you would like additional information. [read post]
25 May 2023, 9:01 pm
I’m not going to name any names, but you in the industry who called the SEC and other agencies know who you are. [read post]
14 Jan 2014, 1:01 am
Anyone interested in publishing a guest post on this blog is encouraged to contact me directly. [read post]
11 Aug 2019, 6:08 am
Background on SEC Disclosure History and Purpose For more than 85 years, the securities laws of the United States, and in particular the Securities Act of 1933, have been based primarily on the principle of disclosure. [read post]
7 Mar 2017, 4:28 pm
Please contact me directly if you would like to submit a guest post. [read post]
11 Jun 2014, 1:14 pm
Such arguments from state regulators have always seemed like turf battles to me. [read post]
9 Oct 2009, 4:24 am
Nothing in particular struck me as profound - all of the larger reforms in the strat plan have already been announced (although the "world-class leader" section on page 45 gave me pause. [read post]
22 Dec 2007, 6:23 pm
II sec. 2. [read post]
22 Jun 2018, 3:22 pm
SEC and the respondents in South Dakota v. [read post]
3 Dec 2009, 4:21 am
If comments are submitted, copies must be sent simultaneously to CalPERS and me (as the petitioner). [read post]
1 Feb 2023, 9:01 pm
Before I begin, let me make my standard disclaimer – the views I express today are my own and do not necessarily represent the views of the SEC or my fellow Commissioners. [read post]
29 Aug 2012, 7:16 am
She may be referring to state regulators? [read post]
7 Jul 2016, 7:38 am
One aspect of registration between state and SEC registration is that investment advisers in Wyoming register with the SEC, regardless of the amount of assets under management. [read post]
19 Dec 2022, 5:31 am
(footnote omitted) Commissioner Uyeda's criticism reminded me of a similar criticism that I leveled a year ago when the Commission proposed enhanced repurchase disclosures: As I read the SEC's 102-page rule proposal, I was struck by the SEC's repeated use of "could". [read post]
1 Apr 2022, 11:51 am
But my 18-year track record spoke for me,” Elabd writes. [read post]
26 Aug 2013, 12:44 pm
See Family Code Sec. 8.052. [read post]
26 Aug 2013, 12:44 pm
See Family Code Sec. 8.052. [read post]
