Search for: "Mark Pierce"
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31 May 2019, 8:01 am
As an example of what she called "Commission indecision," Pierce offered the case of requests for exemptive relief for non-fully transparent actively-managed ETFs. [read post]
30 May 2019, 8:27 am
Judges yetagain overstepping the mark’And Tory leadership hopeful James Cleverley said – ‘The place to argue political points is not in a court room. [read post]
19 May 2019, 1:05 pm
Cir. 2016); see In re Merrill Lynch, Pierce, Fenner, and Smith, Inc., 828 F.2d 1567, 1571 (Fed. [read post]
17 May 2019, 9:30 pm
" Recently posted over at Law and Political Society is the symposium Piercing the Monetary Veil. [read post]
8 May 2019, 6:30 am
During the disjunctions of John Quincy Adams, Pierce/Buchanan, Hoover, and Carter, there was intense ferment in the opposition, focused on the creation of a new party or transformation of an existing one. [read post]
26 Apr 2019, 4:00 am
., 559 U.S. 662, 681 (2010) (internal quotation marks omitted). [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
18 Apr 2019, 9:01 pm
California: Judge Dismisses Lawsuit Against Santa Clara Mayor in Conflict-of-Interest CaseSan Jose Mercury News – Thy Vo | Published: 4/15/2019 Superior Court Judge Mark Pierce threw out a lawsuit that accused Santa Clara Mayor Lisa Gillmor of failing to divulge at least $180,000 in income on conflict-of-interest forms, ruling the documents are “political works” exempt from disclosure requirements. [read post]
28 Mar 2019, 9:00 am
(Pierce’s) concluding statement marks him for a race-hater, and as an un-American demagogue. [read post]
22 Mar 2019, 8:55 am
SEC Press Release--- If you believe need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
12 Mar 2019, 3:22 am
Pierce saw five of his nine vetoes overridden by Congress. [read post]
19 Feb 2019, 11:41 am
Citing the “notable dearth of peer-reviewed, published studies establishing the scientific bases and validity of many forensic methods,” the NAS report pierced the general perception of the reliability of forensic evidence. [read post]
1 Feb 2019, 10:51 am
Odders-White & Mark J. [read post]
28 Jan 2019, 11:29 am
Brandeis made his mark in first amendment, freedom of speech, and privacy cases. [read post]
3 Jan 2019, 5:54 am
Inc Flores, Daniel Woodbury Financial Services, Inc Princor Financial Services Corp Giraldo, Jose Merrill Lynch, Pierce, Fenner & Smith Inc David Lerner Assoc, Inc Heitz, Donald LPL Financial LLC First Command Financial Planning, Inc Jenkins, Elisabeth LPL Financial LLC ESL Investment Services, LLC Krize, Joshua Wells Fargo Clearing Services, LLC Country Capital Management Co … [read post]
1 Jan 2019, 3:12 pm
2019 marks the fourth year of an important change, in which many of the most important branches of the faith came together to produce a unified letter. [read post]
18 Dec 2018, 11:12 am
First Southwest Michael Giokas Fortune Financial Services, Inc Comprehensive Asset Management and Servicing Travis Marks Wells Fargo Advisors, LLC JP Morgan Securities LLC Richard Minichino Next Financial Group, Inc Wunderlich Securities, Inc Thomas Park Merrill Lynch, Pierce, Fenner & Smith Inc Wells Fargo Clearing Services, LLC Brian Roth The Benchmark Company, LLC… [read post]
18 Dec 2018, 11:03 am
Morgan Securities LLC Virginia Nichols LPL Financial LLC Merrill Lynch, Pierce, Fenner & Smith Inc Michael Nickoli AXA Advisors, LLC NML Investors, LLC Jeffrey Offen Craft Capital Management LLC Salomon Whitney Financial Issac Onu NY Life Securities LLC Wells Fargo Advisors, LLC Michael Resciniti Spartan Capital Securities, LLC First Standard Financial Company LLC … [read post]
23 Nov 2018, 4:06 am
Cody was previously registered with Salomon Smith Barney and Merrill lynch Pierce, Fenner & Smith Inc. [read post]
25 Oct 2018, 8:42 am
And yet, Capozzola argued, “conscription and its enforcement marked a contingent and transformative moment for the Constitution, for the court, and for the American people. [read post]
