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28 Feb 2021, 6:00 pm
Allison Herren Lee was appointed by President Trump to the SEC, unanimously confirmed by the U.S. [read post]
25 Feb 2021, 3:00 am
It also could start working on rules to mandate more corporate reporting on climate change and other ESG matters. [read post]
19 Feb 2021, 10:44 am
“The return of millions of dollars to harmed clients in one matter, and the uncovering of a fraudulent scheme in the other matter, underscore the tremendous value that whistleblowers provide,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
16 Feb 2021, 3:16 am
The impact of this change as a practical matter is unclear. [read post]
12 Feb 2021, 11:24 am
FINRA Arbitrators Sanction Spoliation of Evidence by Industry Respondents But Voice Displeasure with Claimant's ProductionIn the Matter of the FINRA Arbitration Between Guillermo Lopez Perez, Claimant, v. [read post]
7 Feb 2021, 7:12 am
The SEC’s Asset Management Advisory Committee has also been considering ESG-related matters and potential recommendations. [read post]
3 Feb 2021, 4:15 am
If it makes you feel better, you will eventually end up being sacrificed to the woke gods no matter what. [read post]
2 Feb 2021, 6:18 pm
From the announcement: Satyam Khanna will serve as Senior Policy Advisor for Climate and ESG in the office of Acting Chair Allison Herren Lee. [read post]
2 Feb 2021, 12:52 pm
The post Acting Chair Allison Herren Lee Announces Executive Staff appeared first on SECLaw.com.https://bit.ly/3pHSgn9 [read post]
2 Feb 2021, 7:51 am
In addition, Satyam Khanna will serve as Senior Policy Advisor for Climate and ESG in the office of Acting Chair Allison Herren Lee. [read post]
2 Feb 2021, 3:12 am
However, no matter the statistics, keep doing the simple things. [read post]
1 Feb 2021, 10:56 am
The Securities and Exchange Commission today released a roster of the executive staff for Acting Chair Allison Herren Lee. [read post]
28 Jan 2021, 3:10 am
But in practice, the technicality matters less than appearances. [read post]
21 Jan 2021, 3:36 pm
Read: Allison Herren Lee Named Acting Chair of the SEC The post Allison Lee Appointed Acting Chair of SEC appeared first on Whistleblower Network News. [read post]
19 Jan 2021, 9:27 am
Vartabedian, Allison G. [read post]
4 Jan 2021, 1:26 pm
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
27 Dec 2020, 9:06 pm
COVID-19 and Access to Medical Care in the United States May 26, 2020 | Allison K. [read post]
21 Dec 2020, 5:38 am
Even a few dollars, or the equivalent in your currency, can matter a great deal. [read post]
17 Dec 2020, 8:30 pm
SEC member Allison Lee said the rule does not demand the “detail” that would enable regulators to spot potential corruption. [read post]
17 Dec 2020, 9:57 am
CONTENTS Front Matter (View HERE) A. [read post]
