Search for: "Matter of Trader"
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1 Nov 2021, 2:09 am
But the consequences become more serious because of our increased and shared access to information that concerns more high stakes matters. [read post]
29 Oct 2021, 12:15 am
The Chancellor needs to undo this unjust policy as matter of urgency. [read post]
29 Oct 2021, 12:15 am
The Chancellor needs to undo this unjust policy as matter of urgency. [read post]
25 Oct 2021, 12:14 pm
Some of the schools were operated by publicly traded companies, making information about any enforcement action potentially valuable to traders on Wall Street. [read post]
15 Oct 2021, 8:43 am
Collaborate and build relationships with private sector actors with expertise in cryptocurrency matters to further the criminal enforcement mission. [read post]
15 Oct 2021, 8:43 am
Collaborate and build relationships with private sector actors with expertise in cryptocurrency matters to further the criminal enforcement mission. [read post]
15 Oct 2021, 8:43 am
Collaborate and build relationships with private sector actors with expertise in cryptocurrency matters to further the criminal enforcement mission. [read post]
4 Oct 2021, 12:56 pm
.: The Hutchins Center at the Brookings Institution will host a discussion with traders and strategists from Wall Street firms and former Federal Reserve officials on the possible consequences of the debt limit. [read post]
4 Oct 2021, 6:24 am
KEY POINTS FOR TRADERS Banking licence required for “lending business” unless exceptions apply. [read post]
24 Sep 2021, 10:39 am
” Also, alleged environmental misconduct didn’t matter, because “ ‘ethically sourced’ is generally understood to refer to labor practices. [read post]
17 Sep 2021, 12:50 am
Gefen said “Once the claim was made, we’ve only recorded your initial response and did not pursue the matter any further. [read post]
17 Sep 2021, 12:50 am
Gefen said “Once the claim was made, we’ve only recorded your initial response and did not pursue the matter any further. [read post]
10 Sep 2021, 1:27 pm
File No. 3-19228)-and-In the Matter of the Application of Alton Theodore Davis, Jr. for Review of Action taken by FINRA (Order Requesting Additional Briefing, '34 Ac... [read post]
3 Sep 2021, 6:28 am
KEY POINTS FOR TRADERS No banking licence required Transfer by assignment is commonplace (novation is problematic) Participation agreements are used although not yet judicially tested Trusts are not a recognised legal concept Security agents cannot act as trustees for all lenders Non-resident lenders subject to a 19 per cent withholding tax, subject to exceptions Loan transfers are not subject to stamp duty unless… [read post]
31 Aug 2021, 4:31 am
In order to assess the judgment of the BVerfG and to measure the ensuing conflict, a look at its case-law in matters of European integration is indispensable. [read post]
24 Jul 2021, 2:16 am
” Timing of actions matter for the enforcement of all WTO commitments. [read post]
22 Jul 2021, 12:03 pm
Representation matters. [read post]
22 Jul 2021, 8:37 am
Takeaway: Context clues matter. [read post]
22 Jul 2021, 8:37 am
Takeaway: Context clues matter. [read post]
20 Jul 2021, 12:24 am
The FTB often gets false or garbled information from third parties, and the only tool the FTB has to sort the matter out is a 4600 Notice. [read post]
