Search for: "Matter of Will of Hester" Results 161 - 180 of 230
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26 May 2022, 9:01 pm by Hester M. Peirce
For example, it would require a fund to disclose “the percentage of ESG-related voting matters during the reporting period for which the Fund voted in furtherance of the initiative. [read post]
10 Jun 2021, 4:56 am by SHG
Bart Hester (R-Cave Springs). [read post]
22 Feb 2012, 11:29 pm by INFORRM
It is, however, difficult to see how these matters have any wider significance and how media discussion of them can make any contribution to a debate of general interest. [read post]
13 Nov 2019, 3:27 am by Broc Romanek
And here’s a speech by SEC Commissioner Hester Peirce about them – this excerpt from the beginning is pretty funny: It is hard to believe that 2019 is almost over. [read post]
29 May 2018, 3:00 am by John Jenkins
The article points out that Roisman – who’s only 37 years old – would join a long list of former Banking Committee staffers who have gone on to serve as SEC Commissioners – including Piwowar and current SEC commissioners Kara Stein & Hester Peirce. [read post]
27 Nov 2023, 9:01 pm by renholding
SEC commissioners Hester Peirce and Mark Uyeda dissented from the settled proceeding because they believe that the internal accounting controls provisions do not apply to these facts. [read post]
18 Apr 2022, 3:30 am by John Jenkins
  That announcement prompted an extraordinary statement from Commissioner Hester Peirce criticizing the SEC for its inaction concerning that registration statement. [read post]
12 May 2016, 3:21 am by Broc Romanek
What better evidence is there of an unalterably closed mind than a nominee’s written promise to support a senator’s policy no matter what? [read post]
16 May 2018, 5:00 am by Charles Sartain
The wells and the royalty hot potato Norma Jean Hester leased her one-third undivided mineral interest in a tract to Apache. [read post]
18 Apr 2024, 3:00 am by Yosi Yahoudai
” And that, Dunbar-Hester said, raises the question of whether USC faced a specific credible threat or was just trying to find a way to get around controversy. [read post]
10 Jan 2023, 12:08 pm by Steve Bainbridge
I thus share SEC Commissioner's Hester Peirce and Mark Uyeda's concern that the McDonalds matter "creates a slippery slope that may expand Item 402’s disclosure requirements into unintended areas – a form of regulatory expansion through enforcement. [read post]
26 Jul 2021, 6:15 am by John Jascob
By Joanne Cursinella, J.D.Before a FINRA audience, Commissioner Hester Peirce contemplated the practical realities of securities law and the role it plays in our rapidly changing markets at the FINRA Certified Regulatory and Compliance Professional Program at Georgetown University. [read post]