Search for: "Morgan Asset" Results 161 - 180 of 1,599
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9 Feb 2011, 8:32 am by Chad Bray
Morgan Chase & Co. wants a U.S. district court, rather than a bankruptcy judge, to hear a $6.4 billion lawsuit by the trustee seeking to recover assets for victims of Bernard Madoff's fraud. [read post]
28 Jun 2011, 7:56 am
” The suit to recover assets to be distributed to defrauded Madoff investors alleges that JP Morgan had “actual knowledge” of the Madoff ponzi scheme but failed to take any action to stop the fraud. [read post]
The California Department of Corporations has obtained an injunction, an asset freeze, and the appointment of a receiver against CanAm Capital Corporation and the individuals operating it for alleged securities fraud violations and diversion of investor funds. [read post]
5 Jul 2012, 1:00 am by Hull and Hull LLP
    David Morgan Smith - Click here for more information on David Morgan Smith. [read post]
30 Jan 2017, 9:18 am by Renae Lloyd
At UBS, the team included 17 brokers who oversaw some $1.3 billion of client assets, according to Morgan Stanley’s webpage. [read post]
16 Jan 2012, 11:15 am by nedaj
She was a Vice President at JP Morgan Fleming Asset Management, where she worked for six years for its Global Emerging Markets Fund, and also worked for Morgan Stanley & Co. in its equity research group. [read post]
8 Apr 2013, 12:49 pm by Editorial Board
Morgan’s motion for summary judgment in RMBS litigation brought against it by Dexia, a Belgian bank, and FSA Asset Management. [read post]
14 Jan 2016, 1:24 pm by Steven J. Fink
On January 12, 2016, the Appellate Division, First Department, of the New York State Supreme Court affirmed a trial court order granting Morgan Stanley’s motion to dismiss claims brought by Dexia SA’s subsidiary FSA Asset Management LLC (“FSAM”). [read post]
19 Oct 2010, 2:32 am by By DEALBOOK
Royal Bank of Scotland is considering selling a £1 billion ($1.6 billion) Spanish property loan portfolio after hiring Morgan Stanley to advise on its options, Reuters reported. [read post]
15 Apr 2009, 12:08 pm
The risk of the collapse of the funds was clear to Morgan Keegan when it sold the funds as the funds investments were highly concentrated in the lower level "tranches" of ultra-risky structured finance products such as collateralized debt obligations, collateralized mortgage obligations and other asset-backed securities, many of which were directly tied to sub-prime mortgages. [read post]
16 Feb 2010, 2:05 pm by Page Perry LLC
Auction rate securities are fixed-income debt instruments – typically municipal bonds, preferred shares of closed end mutual funds, or asset-backed securities collateralized by student loans or mortgages – for which the interest rate is regularly reset through an auction process. [read post]
28 Dec 2017, 9:03 am by Renae Lloyd
This ensures that customers could recover their assets in the event of the broker-dealer’s insolvency. [read post]
11 Oct 2011, 9:04 pm
” Earlier this year, Morgan Keegan and Morgan Asset management agreed to pay $200 million over fraud charges involving subprime mortgage-backed securities. [read post]
12 Mar 2012, 6:54 am by By DEALBOOK
Ron Kubick joins the investment bank Miller Buckfire from Morgan Stanley, where he had led the restructuring finance and asset-based lending capital markets groups. [read post]
25 Nov 2009, 2:56 am
Investment flows into hedge funds have turned net positive and the sector is heading toward having assets under management of around $1.75 trillion by year-end, according to Morgan Stanley. [read post]
8 Jul 2010, 3:11 am by By DEALBOOK
JPMorgan Chase is suing a former financial adviser who defected to Morgan Stanley Smith Barney and has already transferred $30 million of client assets to his new company, Reuters reported. [read post]
25 Nov 2015, 8:11 am by D. Daxton White
The White Law Group is specifically looking at the following Morgan Stanley structured notes: Morgan Stanley Structured Notes tied to Crude Oil Morgan Stanley Structured Notes tied to Steel Morgan Stanley Structured Notes tied to Copper Morgan Stanley Structured Notes tied to Nickel Morgan Stanley Structured Notes tied to Natural Gas Morgan Stanley Structured Notes tied to Coal Morgan Stanley Structured Notes tied to Wheat… [read post]
9 Apr 2010, 6:24 am by Ed Wallis
If Morgan Keegan recommended its customers to sell shares of the funds that owned mostly illiquid assets, it would have made Morgan Keegan’s losses much greater. [read post]