Search for: "Mortgage and Investment Consultants, Inc." Results 161 - 180 of 243
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13 Jun 2012, 1:23 pm
A Financial Industry Regulatory Authority ("FINRA") hearing panel has ordered Lakeland, Florida-based Brookstone Securities, Inc. [read post]
12 Jun 2012, 7:14 am by D. Daxton White
The Securities and Exchange Commission today charged investment management company OppenheimerFunds Inc. and its sales and distribution arm with making misleading statements about two of its mutual funds struggling in the midst of the credit crisis in late 2008. [read post]
12 Jun 2012, 7:14 am by D. Daxton White
The Securities and Exchange Commission today charged investment management company OppenheimerFunds Inc. and its sales and distribution arm with making misleading statements about two of its mutual funds struggling in the midst of the credit crisis in late 2008. [read post]
8 Jun 2012, 8:33 am by D. Daxton White
If you are concerned about your investment in the Cornerstone Healthcare Plus REIT (now known as Sentio Healthcare Properties, Inc.), or another Cornerstone Real Estate Funds product and would like to speak to a REIT fraud attorney, please call The White Law Group’s Chicago office at 312-238-9650 for a free consultation. [read post]
8 Jun 2012, 8:33 am by D. Daxton White
If you are concerned about your investment in the Cornerstone Healthcare Plus REIT (now known as Sentio Healthcare Properties, Inc.), or another Cornerstone Real Estate Funds product and would like to speak to a REIT fraud attorney, please call The White Law Group’s Chicago office at 312-238-9650 for a free consultation. [read post]
8 Jun 2012, 6:25 am
Investors nationwide who have incurred recoverable investment losses due to specific failures by stockbrokers and brokerage firms, and who may have a FINRA arbitration claim, may contact the Florida securities lawyers at McCabe Rabin, P.A. for a free and confidential consultation by calling toll free at 877.915.4040 or by e-mail to kelly@mccaberabin.com [read post]
5 Apr 2012, 6:29 am by D. Daxton White
A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David Lerner to pay more than $3.7 million in fines and restitution for overcharging retail customers on sales of more than 1,500 municipal bonds and 1,700 collateralized-mortgage-obligation transactions. [read post]
10 Feb 2012, 1:25 pm
Also, the embedded pre-payment option associated with mortgage-backed securities creates re-investment risk, which can significantly affect yield. [read post]
19 Dec 2011, 2:17 pm by admin
  In Haverhill, 16 affordable condo units have become available in the past three years, said Richard Lynch, associate director for Community Action Inc., which administrated the lotteries for the homes. [read post]
30 Nov 2011, 2:15 pm by Mandelman
Look, I spent twenty years working as a consultant for large corporations at the C-Suite and senior management levels, including several of the TBTF banks, and I’m very familiar with their corporate cultures and operations. [read post]
30 Nov 2011, 1:02 pm
Yale said that the broker-dealersand#39; due diligence in these instances was incredibly sloppy, comparing it to the recklessness of major investment banks during the mortgage-backed-securities debacle. [read post]
23 Nov 2011, 1:24 pm
A unit investment trust consists of a basket of securities such as corporate bonds, municipal bonds, mortgage-backed securities, or equities. [read post]
4 Nov 2011, 2:46 pm
She also misappropriated investments to pay her mortgage, her property taxes and other personal expenses. [read post]