Search for: "Mutual Management Company"
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15 Jul 2019, 7:10 am
The latest issue of Global Asset Management Quarterly is now available here. [read post]
28 Sep 2020, 11:19 am
And we’re going to discuss disability insurance lawsuits against Northwestern Mutual insurance company. [read post]
14 Oct 2010, 11:29 am
I have read nothing which differentiates mutual insurance companies from compliance with the insurance code. [read post]
19 Aug 2010, 8:00 am
Matthew Fink, former head of industry trade association, the Investment Company Institute, recommended more be done to look at the overall costs. [read post]
6 Jun 2012, 12:48 pm
The SEC and investment management company OppenheimerFunds Inc. settled charges that its sales and distribution arm made misleading statements about two of its mutual funds struggling in the midst of the credit crisis in late 2008. [read post]
8 Jun 2009, 11:43 am
The SECC settled charges that Boston-based Evergreen Investment Management Company LLC and an affiliate overstated the value of a mutual fund that invested primarily in mortgage-backed securities, and then only selectively told shareholders about the fund's valuation problems. [read post]
15 Mar 2010, 2:50 pm
Excerpt from Speech by SEC Commissioner Luis Aguilar, Making Sure Investors Benefit from Money Market Fund Reform, Investment Company Institute and Federal Bar Association Mutual Funds and Investment Management Conference, Phoenix, AZ, March 15, 2010: Potential Further Action Notwithstanding the... [read post]
13 Nov 2008, 7:36 pm
Moreover, our mutual company structure enables us to manage with the long-term interests of our policyholders and customers in mind. [read post]
5 May 2010, 3:04 am
Merrill Lynch Asset Management, Inc., 694 F.2d 923 (2d Cir. 1982). [read post]
5 May 2010, 3:04 am
Merrill Lynch Asset Management, Inc., 694 F.2d 923 (2d Cir. 1982). [read post]
9 Jan 2013, 11:16 am
The recently established 75-member Asset Management Unit (AMU) is dedicated to investigating investment advisers, investment companies, hedge funds, mutual funds, and private equity funds making up the “alternative space” referred to in the speech’s title. [read post]
16 Mar 2018, 6:14 am
I support this recommendation to improve the reporting and disclosure of liquidity information by investment companies. [read post]
13 Apr 2013, 8:18 am
You’re probably invested in mutual funds; in the U.S. alone, there were over 14,000 mutual funds with combined assets of $13 trillion, according to the Investment Company Institute (ICI). [read post]
15 Dec 2017, 2:15 am
The agreement may be a private one between two specific companies or a small consortium of companies. [read post]
4 Jan 2021, 12:15 pm
And Cesar, Northwestern Mutual is not one of the larger disability insurance companies. [read post]
4 Mar 2009, 6:59 am
Mass Mutual Life Insurance. [read post]
4 Nov 2011, 6:20 am
On November 3, 2011, Eileen Rominger, Director of the SEC’s Division of Investment Management (the “Division”), in a speech to attendees of the ALI-ABA Conference on Life Insurance Company Products, focused on several issues regarding the regulation of variable insurance products and how the current market has seen a multitude of product design innovations. [read post]
15 Sep 2010, 6:30 pm
Wants Managers of Commodity/Futures Mutual Funds to Register as CPOs On August 18, 2010, the NFA filed a revised Petition for Rulemaking with the CFTC requesting that it amend CFTC Rule 4.5 with respect to managers to mutual funds which offer futures and commodities investment opportunities. [read post]
23 Feb 2015, 1:06 pm
Following Edward Snowden revelations, it’s an understatement to say that governments were unhappy with their citizens' data being managed solely under US laws. [read post]
20 Jan 2010, 4:39 pm
Marquardt, a former Senior Vice President and Chief Administrative Officer for operations of Boston-based Evergreen Investment Management Company, LLC ("Evergreen"). [read post]
