Search for: "NATIONAL RETAIL FEDERATION"
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4 Sep 2023, 5:44 am
According to my tally, there were approximately 147 federal court securities class action lawsuits filed in the first eight months of 2023 (through August 31, 2023), compared to 137 federal court suits filed during the same period in 2022, representing an increase of about 7 percent. [read post]
3 Sep 2023, 9:43 am
National Retail Federation Chamber Of Commerce of The United States of America American Resort Development Association American Bankers Association ICSC Atlantic Legal Foundation DRI Center for Law and Public Policy Restaurant Law Center American Hotel & Lodging Association National Federation of Independent Business Small Business Legal Center, Inc. [read post]
27 Aug 2023, 7:49 pm
The SEC alleged that Western International and the brokers recommended and sold L Bonds to retail customers, many of whom were on fixed incomes and had moderate risk tolerances, despite the issuer, GWG Holdings, Inc., stating the L bonds were “high risk, illiquid, and only suitable for customers with substantial financial resources. [read post]
26 Aug 2023, 3:00 am
My dad worked for NFIB (National Federation of Independent Business) as a sales manager until 1988. [read post]
20 Aug 2023, 6:06 pm
Our department continues to work closely with our state and federal partners on this investigation and enforcement of the stop sale. [read post]
20 Aug 2023, 4:04 pm
ASIC issues first DDO stop order for failure to take reasonable steps in CFD distribution On 2 June 2023 ASIC made an interim stop order preventing a fund manager from opening trading accounts or dealing in contracts for difference (CFDs) or margin foreign exchange contracts (margin FX) to retail investors. [read post]
17 Aug 2023, 9:05 pm
Coinbase Financial Markets, Inc., a cryptocurrency exchange platform, announced that it has secured approval from the National Futures Association to offer cryptocurrency futures trading to retail investors. [read post]
17 Aug 2023, 9:24 am
State Plan Requirement States with “State Plans” must adopt this new federal program or establish a different, equally-effective program within the next six months. [read post]
15 Aug 2023, 12:52 pm
Grocery Runners’ website describes the company as a B2B delivery platform that offers a white-label delivery solution for retailers wanting to offer same-day delivery to customers. [read post]
14 Aug 2023, 4:58 am
"A key issue in cases alleging that a crypto exchange acted as an unregistered national securities exchange is not necessarily first whether their activities met the statutory and regulatory definitions of “exchange” under federal securities laws (although that is still a vital element of such a case), but even more importantly whether any of the crypto assets allegedly traded on a crypto exchange are “securities” within the meaning of the… [read post]
10 Aug 2023, 4:51 am
Because the use of airspace is governed by international as well as national regulations, the use of drones in the United States is governed by both international law as well as federal and state law. [read post]
9 Aug 2023, 9:01 pm
Adriana Kugler to be a governor on the Federal Reserve Board. [read post]
9 Aug 2023, 11:25 am
The firms allegedly acknowledged that their practices violated certain federal securities laws recordkeeping and have agreed to pay combined penalties of $289. [read post]
7 Aug 2023, 9:04 pm
The new law also reinforces the federal ban on the interstate sale of raw milk. [read post]
4 Aug 2023, 8:08 am
Q: federalism story? [read post]
3 Aug 2023, 11:04 am
The Federal Trade Commission (FTC) is reportedly poised some time within the next month to file a major antitrust lawsuit against Amazon—the biggest yet against the company and the latest in a long string of cases targeting U.S. tech firms (see, for example, here and here). [read post]
1 Aug 2023, 4:29 pm
Once implemented, the Cybersecurity and Infrastructure Security Agency (“CISA”) will work with the FCC to encourage major U.S. retailers to prioritize products bearing U.S. [read post]
31 Jul 2023, 2:58 pm
Of that, $729.2 million was owed to the federal government. [2]The reasons behind this mountain of debt are complex and multifaceted. [read post]
28 Jul 2023, 1:02 pm
Sophisticated investors and market participants can be the victims of misrepresentations as much as retail investors can be. [read post]
28 Jul 2023, 7:34 am
It’s Official: FedNow Launches With 35 Banks and Credit Unions Signed Up for Instant PayDigital Transactions News – July 20, 2023 The Federal Reserve’s instant-payment service, FedNow, is officially live with 35 banks and credit unions participating, the nation’s banking regulator announced early Thursday. [read post]
