Search for: "NEW YORK STOCK EXCHANGE INC "NYSE""
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28 Aug 2008, 5:01 pm
Grasso expensed over the period of 2000-2002 equaled slightly less than 100 percent of the New York Stock Exchange’s (NYSE) net income over this same period. [read post]
14 Aug 2008, 6:33 pm
New York Stock Exchange, LLC NYSE Arca Inc. [read post]
19 Jul 2008, 8:58 am
[JURIST] The US Court of Appeals for the Second Circuit [official website] on Friday upheld [opinion, PDF] the acquittal of David Finnerty, a former specialist trader at Fleet Specialist Inc., a subsidiary of FleetBoston Financial Corp., who had been accused of making improper trades for his firm's account on the New York Stock Exchange (NYSE) [official website]. [read post]
18 Jul 2008, 1:41 pm
David Finnerty, left, conducts trading in shares of General Electric on the floor of the New York Stock Exchange in this Jan. 17, 2001, file photo. [read post]
1 Jul 2008, 1:04 pm
The latest: A New York appeals court has tossed out a summary judgment decision that ex-New York Stock Exchange Chairman Richard Grasso must return a portion of his $187.5 million compensation package. [read post]
27 Jun 2008, 6:35 am
Bloomberg noted: Barr, based in Montvale, New Jersey, fell 45 cents yesterday to $43.05 in New York Stock Exchange composite trading. [read post]
24 Jun 2008, 12:36 am
In 2002, the New York State Attorney General's Office accused Merrill Lynch, Pierce, Fenner & Smith Inc., Merrill Lynch & Co. [read post]
30 May 2008, 4:25 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
9 May 2008, 8:02 am
District Court for the Southern District of New York. [read post]
20 Mar 2008, 10:00 am
On November 18, 2005, the New York Stock Exchange filed an application with the SEC to delist the stock. [read post]
28 Feb 2008, 5:15 am
New York Stock Exchange, Inc., No. 07-946 (U.S. [read post]
26 Dec 2007, 1:05 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKAlternative Dispute Resolution
Stock Exchange Immune From Claims Stemming From Arbitration of Job Contract Breach Claim
Funcia v. [read post]
18 Dec 2007, 10:44 pm
New York Stock Regulation Inc. announced its enforcement actions against four trading companies. [read post]
15 Nov 2007, 1:39 am
New York Stock Exchange
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KINGS COUNTYLabor Law
Union's Motion for Reinstatement Of Dues Checkoff Privileges Denied
New York City Transit Authority v. [read post]
8 Nov 2007, 11:56 pm
Judge Dismisses Suit Against NYSE, Says Plaintiffs Are 'More at Fault'
New York Law Journal
A New York judge has dismissed claims against the New York Stock Exchange and CEO John A. [read post]
19 Oct 2007, 5:15 am
The exchange was later purchased by the NYSE and is now known as NYSE Arca, Inc. [read post]
9 Oct 2007, 3:32 pm
According to the New York Stock Exchange (NYSE) enforcement wing, the violations occurred between July 1, 2003 and Oct 31, 2004. [read post]
24 Sep 2007, 1:23 am
COURT OF APPEALS, SECOND CIRCUITBusiness LawCircuit Revives Investors' Market Integrity Misrepresentation Claim Against Stock Exchange In re: NYSE Specialists Securities LitigationU.S. [read post]
20 Sep 2007, 2:50 pm
Also in July, the New York Stock Exchange hit Smith Barney with a $50 million fine for charges centered around market timing activities. [read post]
7 Aug 2007, 11:03 am
JUNE 15, 2007: NYSE FINED MORGAN STANLEY $500 THOUSAND FOR FAILURE TO SUPERVISE On June 15, 2007, the New York Stock Exchange fined Morgan Stanley $500,000 for failing to supervise a group of registered representative in its midtown Manhattan office. [read post]
