Search for: "National Capital Management, LLC"
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10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
8 Jun 2022, 9:01 pm
National Best Bid and Offer Next, I’d like to discuss the National Best Bid and Offer (NBBO). [read post]
7 Jun 2022, 5:12 am
Daxton White, managing partner of The White Law Group, a national securities fraud, securities arbitration, investor protection and securities regulatory/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
7 Jun 2022, 3:29 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
3 Jun 2022, 6:31 am
He has over 30 years of experience working these areas nationally and internationally for both the public and private sectors including the U.S. [read post]
3 Jun 2022, 6:31 am
He has over 30 years of experience working these areas nationally and internationally for both the public and private sectors including the U.S. [read post]
1 Jun 2022, 1:44 pm
(HIT REIT) Files Chapter 11 Bankruptcy *UPDATED* The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington.For more information on The White Law Group and the lawsuit filed against Cetera Advisors LLC, please contact the firm at 1-888-637-5510 or visit https://www.whitesecuritieslaw.com. [read post]
21 May 2022, 11:11 am
This is the third and last post we’ll publish on Georgetown Law’s 39th Annual Representing and Managing Tax-Exempt Organizations Conference featuring highlights from a number of sessions (mixed in some cases with my own thoughts). [read post]
13 May 2022, 8:59 am
This case is about the nature and extent of those constraints in securities fraud cases in which the SEC seeks penalties.The SEC OIPOn March 22, 2014, the Securities and Exchange Commission ("SEC") filed an Order Instituting Administrative Proceedings ("OIP") In the Matter of John Thomas Capital Management Group LLC, D/B/A Patriot28 LLC, George R. [read post]
10 May 2022, 12:00 pm
“Wynne & Moore LLC,” or a search for your firm name within another context, e.g. [read post]
9 May 2022, 8:51 am
Harry Covington (D-Md)—the floor manager of the bill that became the FTC Act—assured his colleagues that Congress was not granting the FTC the power for legislative rulemaking. [read post]
4 May 2022, 9:39 am
The one-year anniversary of the Supreme Court’s decision in AMG Capital Management, LLC v. [read post]
3 May 2022, 2:30 pm
Ladenburg Thalman & Co. and Compass Point Research & Trading LLC were joint book-running managers for the offering with National Securities and Aegis Capital Corp. serving as co-managers. [read post]
29 Apr 2022, 1:43 pm
According to the SEC’s complaint, since at least August 2016, Medley allegedly overstated its assets under management by including “committed capital” amounts from non-discretionary clients. [read post]
28 Apr 2022, 12:34 pm
Real USFL, LLC v. [read post]
28 Apr 2022, 9:15 am
Further, William Kovacic—a former FTC chair, commissioner, and general counsel—explains that the unanimous Supreme Court opinion in AMG Capital Management LLC v. [read post]
27 Apr 2022, 11:21 am
Criminal defense attorney Robert J. [read post]
27 Apr 2022, 6:24 am
According to a letter to Cottonwood shareholders this week, MacKenzie Capital Management, LP has extended an offer to purchase shares of the REIT for $5.05 per share. [read post]
25 Apr 2022, 5:59 am
GWG and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
22 Apr 2022, 4:00 am
Campaign Finance Watchdog Cracks Down on Untraceable Super PAC Donations MSN – Zach Montellaro (Politico) | Published: 4/15/2022 A statement from four of the six members of the FEC indicated the agency would now start cracking down on straw donations to super PACs that are funneled through limited liability companies (LLCs) by requiring disclose of who is behind the LLCs. [read post]
