Search for: "Norberg and Norberg"
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5 Nov 2020, 8:54 am
“Whistleblowers play an important role in helping to identify misconduct, and the assistance they provide can be integral to an investigation,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
6 Apr 2020, 10:50 am
” “The whistleblower’s actions in this matter were extraordinary,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
28 Sep 2020, 6:44 am
Today’s awards demonstrate the unique ability of whistleblowers to help the SEC uncover and pursue these cases,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
29 Mar 2019, 7:25 am
In an announcement of the award, Jane Norberg, head of SEC’s whistleblower program, wrote that insiders can “be the source of ‘smoking gun’ evidence and indispensable assistance that strengthens the agency’s ability to protect investors and the capital markets. [read post]
13 Nov 2020, 10:17 am
’” “Today’s award reflects the Commission’s commitment to award whistleblowers who provide high-quality independent analysis,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower in a press release about the award. [read post]
27 Nov 2019, 3:02 am
” [Scott McClallen, Center Square] Here comes Massachusetts to make things worse [Jeffrey Singer] If you suppose that transcontinental air travel is worsening the risk of global pandemics, then you may suppose erroneously [Johan Norberg “Dead Wrong” video] Zoning will not bring slimness: “Fast-Food Bans Are a Dumb Idea That Won’t Die” [Baylen Linnekin] Having a supermarket enter a food desert has at best a minor effect on healthy eating [Hunt Allcott… [read post]
14 Dec 2020, 11:59 am
“This award is an example of the important role that audit and compliance professionals can play in assisting the Commission’s enforcement efforts, especially when the entity is attempting to thwart an investigation,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
25 Feb 2009, 3:02 am
Among the notable features of the NCPs decision is the reference it makes to the recent report of the UN SRSG on the issue of Business and Human Rights (SRSG Report), about which Naomi Norberg and I have previously blogged here and here. [read post]
1 Sep 2020, 1:45 pm
In a press release about a $3.8 million whistleblower reward, Jane Norberg, Chief of the SEC’s Office of the Whistleblower, detailed the program’s success: “Today’s award underscores the paramount role the SEC’s whistleblower program plays in safeguarding the Main Street investor. [read post]
3 Nov 2020, 10:29 am
“In the past month alone, the Commission has awarded four whistleblowers over $150 million for their important contributions to the Commission’s efforts to detect wrongdoing and protect investors and the marketplace,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
16 Sep 2020, 6:00 am
According to Jane Norberg, Chief of the SEC’s Office of the Whistleblower, “the SEC has ordered more than $2.5 billion in financial remedies based on whistleblower information” since the program’s beginning in 2010. [read post]
15 Jul 2020, 9:35 am
Since the beginning of the program nearly ten years ago, the SEC has ordered more than $2.5 billion in financial remedies based on whistleblower information, including more than $1.4 billion in disgorgement and prejudgment interest, of which almost $750 million has been returned or is scheduled to be returned to harmed investors,” stated Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
2 Mar 2008, 10:13 pm
Naomi Norberg's successful defense of dissertation just last week, resulting in a Sorbonne Ph.D. with highest honors. [read post]
16 Nov 2016, 11:24 am
“We believe that the continued payment of significant awards, like those made this past year, will continue to incentivize company insiders, market participants, and others with knowledge of potential securities law violations to come forward and report their information to the agency,” said Jane Norberg, Chief, of the SEC’s Office of the Whistleblower. [read post]
9 Mar 2021, 9:47 am
“The whistleblower alerted the SEC to previously unknown conduct and thereafter provided multiple submissions, identified potential witnesses, and met with staff on several occasions,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
22 Dec 2020, 1:00 pm
“Today’s award demonstrates the value of whistleblowers to the SEC’s enforcement efforts,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
25 Apr 2008, 11:46 pm
(credit)Thus it's a bit of a surprise to read that Britain, the country that once claimed to rule the waves, is shirking from seizure of the 21st C. pirates about whom IntLawGrrl Naomi Norberg posted earlier this month. [read post]
5 Oct 2016, 7:15 am
“Threat of financial punishment for whistleblowing is unacceptable,” stated Jane Norberg, Acting Chief of the SEC’s Office of the Whistleblower. [read post]
7 Sep 2018, 10:31 am
Jane Norberg, Chief of the SEC’s Office of the Whistleblower, stated that whistleblowers “serve as invaluable sources of information, and can propel an investigation forward by helping [the SEC] overcome obstacles and delays in investigation. [read post]
27 May 2021, 2:02 pm
That same month, Pasquinelli took over as Acting Chief of the Office of the Whistleblower following the departure of longtime Chief Jane Norberg. [read post]
