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23 May 2018, 6:46 am
Helland, managing partner of the firm’s San Francisco office. [read post]
26 Apr 2018, 12:00 am
Plaintiff then noted Defendants’ Sarbanes-Oxley certifications indicated they were knowledgeable about the gross margins of the sales and lease systems. [read post]
17 Apr 2018, 9:30 pm
In Free Enterprise Fund, the Court held unconstitutional a provision of the Sarbanes-Oxley Act that gave for-cause protection to the head of sub-agency officials operating under the SEC’s supervision. [read post]
17 Apr 2018, 3:03 am
Interestingly, the analysis also shows that the decline in audit quality is more common at large audit offices than small ones. [read post]
17 Apr 2018, 3:03 am
Interestingly, the analysis also shows that the decline in audit quality is more common at large audit offices than small ones. [read post]
12 Apr 2018, 9:43 am
Enron The Enron case was so staggering it resulted in new federal legislation, the 2002 Sarbanes-Oxley Act. [read post]
12 Apr 2018, 9:43 am
Enron The Enron case was so staggering it resulted in new federal legislation, the 2002 Sarbanes-Oxley Act. [read post]
6 Apr 2018, 6:29 am
” Pitt was also “the brainstorm” behind the Sarbanes-Oxley requirement for management and auditor attestation, Cutler said. [read post]
5 Apr 2018, 8:24 am
Rothschild has been promoted to partner and welcome Kevin Cott as head of our Atlanta office following the merger of Cott Law Group, P.C. with our firm. **** CoinAlts East CFM is a founding sponsor of the one-day symposium for digital asset managers in New York on April 19, 2018. [read post]
15 Mar 2018, 9:01 pm
In addition, both officers and professional staff at the American Bar Association have told me of his impact on legal ethics, explain it is substantial. [read post]
14 Mar 2018, 12:46 am
That said, employees who report misconduct internally may still be entitled to anti-retaliation protection under the Sarbanes-Oxley Act. [read post]
2 Mar 2018, 6:09 am
The Supreme Court and the Scope of Whistleblowing Anti-retaliation Protections Posted by Cydney Posner, Cooley LLP, on Friday, February 23, 2018 Tags: Disclosure, Dodd-Frank Act, Exchange Act, Misconduct, Rule 21F-2, Sarbanes–Oxley Act, SEC, Securities regulation, Supreme Court, U.S. federal courts, Whistleblowers Public Company Cybersecurity Disclosures Posted by Kara M. [read post]
23 Feb 2018, 12:00 am
With respect to officers and employees of New York State as an employer and its political subdivisions, §75-b of the Civil Service Law provides as follows:"2. [read post]
22 Feb 2018, 7:30 am
Raining on somebody’s parade Somers and the U.S. solicitor general’s office had marched a parade of horribles on stage, and the justices were spectacularly unimpressed. [read post]
4 Feb 2018, 9:30 pm
The Enron, Worldcom, and Arthur Andersen revelations led to the Sarbanes-Oxley Act, and the excesses of the financial sector paved the way for the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
29 Jan 2018, 11:28 pm
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at the SEC’s cryptocurrency related focus on gatekeeper liability. [read post]
24 Jan 2018, 5:00 am
There is some tension between the Dodd-Frank provision, the SEC’s implementing rule and an interpretation, and a whistleblower provision in Sarbanes-Oxley. [read post]
18 Jan 2018, 5:49 am
., Office of Thrift Supervision, 732 F. [read post]
12 Jan 2018, 12:41 pm
The Sarbanes-Oxley Act of 2002 (Sarbanes Oxley) is a federal law that provides protection to those who work for publicly traded companies and who inform authorities about SEC regulation violations or federal law violations connected to fraud against corporate shareholders. [read post]
3 Jan 2018, 3:00 am
According to the SEC, this violated provisions of the Sarbanes-Oxley Act which prohibits public companies from making loans to directors and executive officers, as codified in Section 13(k) of the Exchange Act. [read post]
