Search for: "Ontario Securities Commission"
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5 Apr 2012, 7:59 am
Senior SEC staffers recently met with counterparts from the Ontario Securities Commission (OSC) to discuss ways to further strengthen cooperation regarding their supervision of financial firms. [read post]
12 Jun 2013, 10:16 am
The Quebec Securities Commission, [1961] S.C.R. 584 (Quebec Securities Commission can protect the public against fraud); Thorpe v. [read post]
31 May 2017, 8:40 am
As well, the Law Commission of Ontario, which recently studied this issue, specifically advised against a “dependent contractor” provision as its scope would be very difficult to define without inadvertently capturing true “independent contractors. [read post]
20 Jul 2012, 9:37 am
A recent Ontario Securities Commission (“OSC”) decision has emphasized what the OSC will consider to be valid reasons to keep a shareholder rights plan or “poison pill” in place. [read post]
6 Jul 2012, 9:17 am
Michael Kilby - The Ontario Securities Commission has now issued final recognition orders regarding the Maple Group's proposed acquisition of TMX Group, Alpha Group and Canadian Depository Services. [read post]
19 Mar 2010, 2:22 pm
The Securities Act (Ontario) is scheduled to be amended as of March 1, 2011, to include a new section 21.2(0.1), which will prohibit clearing agencies from carrying on business in Ontario unless they are recognized by the OSC or receive an exemption from the recognition requirement. [read post]
7 Feb 2008, 6:04 pm
Presented by Laura Knapp, Manager, Knowledge Services at the Ontario Securities Commission, Laura Purves from L. [read post]
2 Apr 2018, 12:27 pm
The Ontario and Saskatchewan securities regulators (the Commissions) have released their reasons in connection with the unsolicited bid of Aurora for CanniMed (the Reasons). [read post]
26 Nov 2010, 12:45 pm
As we discussed in our post of October 22, the Compliance and Registrant Regulation Branch’s annual report for fiscal 2010 reviews deficiencies identified by staff of the Ontario Securities Commission (OSC) in its review of advisers, investment fund managers and dealers. [read post]
8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
19 Apr 2011, 8:49 am
The Ontario Securities Commission has added two more deals to its case against a high-profile mergers and acquisitions lawyer accused of tipping friends about pending acquisitions.The OSC alleges Bay Street lawyer Mitchell Finkelstein co-operated with Paul Azeff and Korin Bobrow while they worked at CIBC World Markets Inc. to “engage in an illegal insider tipping and trading scheme over the course of a three-year period from November 2004 to August 2007. [read post]
28 Apr 2008, 9:04 am
The Legislative Assembly of Ontario had a special sitting Sunday afternoon at 1:30. [read post]
13 Mar 2019, 9:00 am
Three Canadian whistleblowers have been awarded more than $7 million, the first payment of its kind by the Ontario Securities Commission (OSC). [read post]
28 Aug 2009, 7:52 am
On August 26, the Ontario Securities Commission released a decision refusing to intervene in a case where the TSX allowed a private placement of units of a real estate investment trust without unitholder approval. [read post]
17 Dec 2010, 1:00 pm
Staff of the Ontario Securities Commission (OSC) released a notice this week summarizing their findings on the adequacy of disclosures in financial statements and MD&A related to the going concern assumption. [read post]
29 Oct 2010, 2:12 pm
Ontario Securities Commission staff today released their views on the regulatory issues surrounding the conversion of closed-end funds into mutual funds. [read post]
2 Apr 2008, 2:46 pm
That is the message of the Ontario Securities Commission's Staff Notice 51-716 on Environmental Reporting (the 'Staff Notice'), released February 27, 2008. [read post]
2 Apr 2008, 2:46 pm
That is the message of the Ontario Securities Commissionâs Staff Notice 51-716 on Environmental Reporting (the âStaff Noticeâ), released February 27, 2008. [read post]
25 Mar 2011, 2:50 am
Earlier today, the Ontario Securities Commission released the findings of its disclosure review related to National Instrument 81-107 Independent Review Committee for Investment Funds. [read post]
