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25 Apr 2022, 5:59 am by The White Law Group
If so, the investment fraud attorneys at the White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. [read post]
11 Jul 2007, 12:33 pm
Thus, the Fortress Investment Group LLC and The Blackstone Group L.P. are not subject to the substantive provisions of the 1940 Act.The Investment Company Act has two main tests for determining whether an issuer is an investment company. [read post]
2 Feb 2016, 3:02 pm by D. Daxton White
If so, the securities attorneys of The White Law Group may be able to recover your losses from the brokerage firm that recommended the investment. [read post]
12 Mar 2020, 7:32 am by Renae Lloyd
  The post Delek Logistics Partners LP Investment Losses appeared first on The White Law Group. [read post]
13 Mar 2020, 6:20 am by Renae Lloyd
  The post Dynagas LNG Partners LP Investment Losses appeared first on The White Law Group. [read post]
13 Mar 2020, 6:17 am by Renae Lloyd
  The post CNX Midstream Partners LP Investment Losses appeared first on The White Law Group. [read post]
7 Oct 2021, 12:04 pm by Silver Law Group
Recover First High-School Education Group (FHS) Investment Losses Silver Law Group is a nationally-recognized law firm representing victims of securities and investment fraud. [read post]
5 Nov 2009, 1:32 am
E&O or D&O Insurance For Registered Investment Advisers Yesterday I had the opportunity to talk with an insurance broker whose business focuses on providing insurance to registered investment advisers and hedge fund managers. [read post]
Winnington-Ingram is an associate in the commercial disputes group advising on international arbitration, in particular cases relating to investment treaty arbitration and public international law. [read post]
28 Nov 2018, 6:00 am by Elizabeth Dalziel
The Report focuses on the results of investment adviser examinations conducted by NASAA’s Operations Project Group in 2017. [read post]
26 Jun 2020, 11:41 am by Renae Lloyd
          The post Hi-Crush (NYSE:HCR) Investment Losses appeared first on The White Law Group. [read post]
22 May 2017, 7:20 am by Renae Lloyd
If so, The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. [read post]
4 Oct 2018, 11:03 am by Daniel C. Fanaselle
  The lawsuit names EGP Investments, LLC, JPRD Investments, LLC, and The Collection Group LLC (the Debt Buyers) as defendants, along with Fair Resolutions, Inc. [read post]
31 Jul 2015, 2:42 pm by Alexander J. Davie
Umbrella registration would be available for advisers that meet the following conditions, which constitute “indicia of a single advisory business”: The adviser group advises only private funds and clients in separately managed accounts that are “qualified clients” as defined in Advisers Act Rule 205-3 and are otherwise eligible to invest in the private funds advised by the adviser group and whose accounts pursue investment objectives and… [read post]
1 Apr 2014, 1:59 pm by D. Daxton White
If so, The White Law Group may be able to recover some of your losses through a claim against the broker dealer that sold you the investment. [read post]
13 Mar 2014, 2:55 pm by D. Daxton White
According to their website, Telesis Operating Co. is an oil and gas exploration and production company that owns and operates approximately 165 wells throughout western Texas. [read post]
20 Mar 2020, 11:23 am by Renae Lloyd
  The post Green Plains Partners LP Investment Losses appeared first on The White Law Group. [read post]
29 Oct 2007, 1:35 am
The North American Securities Administrators Association announced a series of investment adviser best practices that it is recommending after it conducted investment adviser tests that showed 2135 deficiencies in 13 compliance areas. 418 investment advisers in 43 states and provinces participated in the tests, which were overseen by NASAA's Investment Adviser Operations Project Group. [read post]