Search for: "Oxley v. Oxley"
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25 Nov 2018, 9:01 pm
The Sarbanes-Oxley Act of 2002 (SOX) prohibits issuers from retaliating against whistleblowers. [read post]
21 Nov 2018, 7:11 pm
The case is Alexander Prout v. [read post]
24 Sep 2018, 2:24 am
Burris, Plaintiff, v. [read post]
20 Aug 2018, 1:12 pm
Sylvester v. [read post]
20 Aug 2018, 5:04 am
For a concrete example of what I have in mind, consider Yates v. [read post]
19 Jul 2018, 10:59 am
As a respected Senior Judge in New York wrote in the opening lines of his decision in United States v. [read post]
4 Jul 2018, 1:30 pm
Co. v. [read post]
22 Jun 2018, 6:01 am
Brownback and V. [read post]
23 May 2018, 6:46 am
Horton, Inc. v. [read post]
18 May 2018, 1:08 pm
Verfuerth v. [read post]
11 May 2018, 11:38 am
Oxley v. [read post]
11 May 2018, 11:38 am
Oxley v. [read post]
26 Apr 2018, 12:00 am
In Webb v. [read post]
17 Apr 2018, 9:30 pm
That other case, Lucia v. [read post]
9 Apr 2018, 12:59 pm
Burgess v. [read post]
9 Apr 2018, 3:11 am
In 2015, a divided Court said in Yates v. [read post]
6 Apr 2018, 6:08 am
New Evidence from a Natural Experiment Posted by Ana Albuquerque (Boston University) and Julie Lei Zhu (Shanghai Advanced Institute of Finance), on Wednesday, April 4, 2018 Tags: Accounting, Audits, Firm performance, Internal auditors, International governance, Management, Risk-taking, Sarbanes–Oxley Act, Securities regulation, Shareholder value, Small firms, SOX Section 404 How Board Skills Vary by Director Age… [read post]
5 Apr 2018, 8:24 am
FINRA’s specific focus areas for 2018 will include: (i) fraud, particularly microcap fraud schemes that target senior investors; (ii) hiring and supervisory practices for high-risk firms and brokers; (iii) cybersecurity; (iv) anti-money laundering; (v) sales practices and product suitability for specific investors, including the supervisory, compliance, and operational infrastructure firms have put in place with respect to ICOs; and (vi) investor protections related to market… [read post]
23 Mar 2018, 7:24 pm
Contract/Noncompete/Trade Secret/Wrongful Termination Salo v. [read post]
16 Mar 2018, 6:08 am
Thomas (Vanderbilt University), on Friday, March 9, 2018 Tags: Board independence, Boards of Directors, Delaware articles, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Hedge funds, In re Revlon, In re Trulia, Management, Merger litigation, Mergers & acquisitions, Settlements, Shareholder activism, Shareholder suits, Shareholder voting, Unocal v. [read post]
