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Recent SEC Order Reiterates Need for Affirmative Whistleblower Exclusion
17 Aug 2022, 1:08 pm by Eric Barton and Alex Meier
In a separately issued statement, SEC Commissioner Hester Peirce expressed that, while she approved of the settlement terms, she doubted that the SEC could, through an enforcement action, require a company to exclude from its scope any disclosure to any government agency rather than limit the exclusion to the SEC. [read post]
Trading Secrets - http://www.tradesecretslaw.com/
SEC proposes to amend reporting requirements for all filers and large hedge fund advisers
11 Aug 2022, 8:39 am by John Jascob
"Commissioners Peirce and Uyeda did not support the proposal. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Discussion Draft Posted: "Describe, Predict, Intervene!—On Objective Subjectivities and the Simulacra of Semiotics in the New Era; Simulated Signification and of Mechanical Meaning Making in Managing Post-COVID Human Society"
8 Aug 2022, 6:21 pm
 Pix credit here  I take this opportunity to post for comment a discussion draft recently completed. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
SEC Reverses Aspects of Proxy Voting Advice Regulations
8 Aug 2022, 6:30 am
Summary On July 13, the SEC voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt amendments to the rules governing proxy voting advice provided by proxy advisory firms. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Reverses Aspects of Proxy Voting Advice Regulations
8 Aug 2022, 6:30 am
Summary On July 13, the SEC voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt amendments to the rules governing proxy voting advice provided by proxy advisory firms. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Securities Industry Commentator by Bill Singer Esq
8 Aug 2022, 4:02 am
Peirce... [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Xi Jinping's Semiotics of Marxism (名实) and the Coding Languages of Knowledge Platforms: Tian Xinming, "Do a good job in philosophy and social sciences as a fundamental principle: the inheritance and development of Marxism by General Secretary Xi Jinping's important expositions on philosophy and social sciences" [田心铭, 做好哲学社会科学工作的根本遵循——习近平总书记关于哲学社会科学重要论述对马克思主义的继承和发展]
7 Aug 2022, 2:23 pm
Pix Credit hereHuman grunt at each other in systematic ways. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
SEC Beefs Up its Enforcement Division, But to What Effect?
3 Aug 2022, 12:16 pm by Race to the Bottom
(Thomas Franck, CNBC; Hester Peirce, Securities and Exchange Commission). [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
Manufacturers, Chamber sue SEC over rescission of proxy rules
1 Aug 2022, 5:30 am by John Jascob
Commissioners Peirce and Uyeda dissented, objecting to what Peirce called dramatic change of course with little justification; both commissioners also pointed to the 30-day comment period, which overlapped the major December holidays.NAM sues. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: July 22-28, 2022
29 Jul 2022, 6:30 am
Peirce and Mark T. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: July 22-28, 2022
29 Jul 2022, 6:30 am
Peirce and Mark T. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Comment by Commissioners Peirce and Uyeda on the Financial Accounting Foundation Draft Strategic Plan
26 Jul 2022, 6:32 am
Peirce and Mark T. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Comment by Commissioners Peirce and Uyeda on the Financial Accounting Foundation Draft Strategic Plan
26 Jul 2022, 6:32 am
Peirce and Mark T. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: July 15-21, 2022
22 Jul 2022, 6:30 am
Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: July 15-21, 2022
22 Jul 2022, 6:30 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
What Are NFTs and Why Are They So Controversial?
18 Jul 2022, 11:30 pm by Aarthi Anand
 As SEC Commissioner Hester Peirce explained, fractionalized non-fungible tokens and NFT index baskets may be closer to investment product(s) and be deemed securities. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
A Jam-Packed Spring 2022 Agenda for the SEC
17 Jul 2022, 6:23 am
” As with recent prior agendas, SEC Commissioner Hester Peirce has almost no kind words for the agency’s plans—“flawed goals and a flawed method for achieving them. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Jam-Packed Spring 2022 Agenda for the SEC
17 Jul 2022, 6:23 am
” As with recent prior agendas, SEC Commissioner Hester Peirce has almost no kind words for the agency’s plans—“flawed goals and a flawed method for achieving them. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: July 8-14, 2022
15 Jul 2022, 6:29 am
Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: July 8-14, 2022
15 Jul 2022, 6:29 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov