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Texas Couple Sues Fidelity Over Options Strategy Investment Losses Fidelity’s Advisory Referral Program Being Wrongfully Pushed on Fidelity’s Clients Fidelity Brokerage Services, LLC (Fidelity) is facing claims related to its Wealth Advisor Solutions product (WAS) that Fidelity uses to recommend “third-party independent investment advisory firms. [read post]
In this bullet point, Olivia Lynch, Amy O’Sullivan, Michael Samuels, and Zachary Schroeder address the SBA Office of Hearings and Appeals’ (OHA) recent decision in DSC-EMI Maintenance Solutions, LLC, SBA No. [read post]
28 Jan 2022, 12:55 pm by Shepherd Smith Edwards & Kantas, LLP
Northstar Bermuda Claimants Seek Up To $500K in Damages For Their Losses Three investors have filed a FINRA arbitration claim against Raymond James Financial Services and Copper Financial (also known as Community America Financial Solutions, LLC). [read post]
7 Sep 2023, 10:25 am by The White Law Group
Atria Wealth Acquires Grove Point Financial Atria Wealth Solutions Inc., a “wealth management solutions” holding company, announced the completion of its acquisition of Grove Point Financial LLC from Kestra Holdings. [read post]
3 Oct 2013, 2:45 am by John L. Welch
Read comments and post your comment here.TTABlog note: See any WYHA? [read post]
30 Jan 2017, 3:15 am
[Petitions for cancellation of registrations for the four Chinese character marks shown below, for "Asian noodles; Chinese noodles; Noodles" on the ground of mere descriptiveness under Section 2(1) and lack of acquired distinctiveness].February 28, 2017 -10 AM: Margaritaville Enterprises LLC v. [read post]
15 Jan 2021, 7:00 am by Rubric Legal LLC
The post How to Prepare for Mediation in Minnesota appeared first on Rubric Legal LLC. [read post]
20 May 2021, 11:30 am by Rubric Legal LLC
The post Understanding Mediation From the Mediator’s Perspective appeared first on Rubric Legal LLC. [read post]
25 Nov 2021, 11:30 am by Rubric Legal LLC
The post The Importance of Goal Setting in Mediation appeared first on Rubric Legal LLC. [read post]
7 May 2025, 10:39 am by Geoff Schweller
Department of Justice (DOJ) announced that Raytheon Company (Raytheon), RTX Corporation, and Nightwing Group LLC, and Nightwing Intelligence Solutions LLC (collectively, Nightwing), have agreed to pay $8.4 million to resolve whistleblower allegations that Raytheon violated the False Claims Act by failing to comply with cybersecurity requirements in contracts or subcontracts with the Department of Defense (DoD). [read post]
6 Jul 2012, 10:48 am by Casey W. Riggs
 A potential solution to this problem is to create tiered structure in which a second LLC owns an interest in the operating entity, and then the employees are granted interests in the second LLC. [read post]
17 May 2013, 10:56 am
True North Finance Corporation, f/k/a CS Financing Corporation, Capital Solutions Monthly Income Fund, LP, f/k/a Hennessey Financial Monthly Income Fund, LP, Capital Solutions Distributors, LLC, Capital Solutions Management, LP, Transactional Finance Fund Management, LLC, Todd A. [read post]
5 Aug 2020, 8:47 am by Silver Law Group
The post Did You Invest In PAR Funding Through United Fidelis Group Corp., Fidelis Financial Planning, LLC Or Its Principal, Michael C. [read post]
29 Oct 2021, 3:39 am
"]   Read comments and post your comment here.TTABlog comment: Any predictions? [read post]
1 Nov 2013, 1:50 am by Jon Gelman
”Veolia Environmental Services North America, the parent company of Veolia ES Technical Solutions, LLC, employs over 5,400 staff generating $1.1 billion in revenues in 2012. [read post]