Search for: "Privateer LLC"
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23 Nov 2020, 10:00 am
FINRA alleged that between June 2017 and November 2017, Micah Patterson participated in private securities transactions totaling $30,644 without prior disclosure and approval from his employer at the time, MML Investors Services, LLC. [read post]
20 Feb 2020, 10:44 am
On February 18, 2020, the SEC announced that it had sued EquiAlt LLC (as well as EquiAlt Fund, LLC, EquiAlt Fund II, LLC, EquiAlt Fund III, LLC, and EA SIP, LLC), owner and CEO Brian Davison, and managing director Barry Rybicki in federal court. [read post]
7 Oct 2019, 5:29 am
Lansuppe Feeder, LLC, the United States Court of Appeals for the Second Circuit held that parties that enter into contracts that violate the Investment Company Act of 1940 (the “Act”) have a private right of action under § 47(b) of the Act to sue for rescission of those contracts. [read post]
17 May 2024, 12:29 pm
Set Up Ownership Ownership in an LLC is established in the company’s private Operating Agreement. [read post]
22 May 2014, 11:02 am
Della Penna, a Sarasota-based private fund manager, was charged with defrauding $3.8 million from investors in three private investment funds that he operated. [read post]
27 Jan 2022, 7:38 am
The post SEC Proposal Would Require More Transparency From Hedge Funds and Private Equity appeared first on Zamansky LLC. [read post]
4 May 2020, 12:16 am
The investment was not in a private equity firm. [read post]
17 Nov 2020, 1:10 pm
Baily’s solicitation of Future Income Payments, LLC. [read post]
17 Nov 2020, 10:26 am
Wesbrook’s solicitation of Future Income Payments, LLC. [read post]
18 Nov 2020, 1:56 pm
Phillips’ solicitation of Future Income Payments, LLC. [read post]
25 Oct 2010, 5:55 am
Ownership can be determined as part of the operating agreement which is a private contract. [read post]
2 May 2016, 12:48 pm
Headquartered in Gardena, California Z Gallerie LLC is a privately owned retailer of home accessories and furniture with stores across the nation. [read post]
30 Oct 2011, 7:07 pm
Like many large, privately held debt collectors, Cavalry appears to be privately held. [read post]
4 May 2023, 1:17 pm
This is particularly beneficial for real estate investors who want to keep their personal information private. [read post]
6 Jan 2014, 8:05 am
Asset Acceptance, LLC, United States District Court, E.D. [read post]
7 Mar 2019, 3:47 pm
Continue reading The post GPB Private Placements- 80 Broker-Dealers Reportedly Authorized to Sell appeared first on Investor Lawyers Blog. [read post]
1 Oct 2020, 11:26 am
In an interesting twist to this story, the company taking GoPro to court is Contour IP Holding, LLC, a private-equity-firm that purchased the patents from the action camera maker Contour, LLC in 2015, which is no longer in business. [read post]
11 Apr 2014, 11:55 am
If you have outstanding debt, have been harassed by a debt collection agency, or contacted by a law firm or third party debt buyer like Rausch, Sturm, Israel, Enerson, & Hornik, LLC, Call Garmo & Kiste, PLC at (248) 398-7100 for a free consultation or contact us with a private message. [read post]
22 Dec 2009, 5:14 am
In the past year or so the SEC and FINRA have been investigating numerous private placements and bringing enforcement actions.According to press reports Pacific Cornerstone sold two deals, Cornerstone Industrial Properties LLC and CIP Leveraged Fund Advisors LLC, from January 2004 to May 2009. [read post]
13 Mar 2023, 4:33 am
” Approaching Singularity of the Business Form The expansion in “private ordering,” Shaner argues, results in a blurring of the line between the corporation and LLC, where contractual freedom reigns supreme. [read post]
