Search for: "Produce Exchange Co., Inc."
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7 Aug 2018, 9:07 am
Bats BZX Exchange, Inc., failed to convince three members of the Commission that its surveillance-sharing agreement with the Winklevoss twins’ Gemini Exchange was sufficient to prevent fraud and manipulation, as required by the Exchange Act. [read post]
21 Jun 2018, 9:30 pm
Inclusive Communities Project, Inc., which determined the FHA protects against practices that produce a disparate impact on minorities. [read post]
29 May 2018, 12:00 am
HIG offered $5.75 per Lionbridge share to merge the latter into two HIG affiliates: LBT Acquisition, Inc. and LBT Merger Sub, Inc. [read post]
11 May 2018, 7:22 am
For example, Keating and his partners at Lincoln swapped undeveloped lots with other companies but falsely characterized the trades as profit-producing sales. [read post]
30 Apr 2018, 6:03 pm
Contractors, Inc. [read post]
2 Apr 2018, 4:03 pm
Background Close to two years ago, we co-authored an article that touched on many of these topics and proposed a new framework for tackling the challenges faced by corporate boards working to exercise their cybersecurity oversight responsibility. [read post]
2 Apr 2018, 2:05 pm
” Joseph Burstyn, Inc. v. [read post]
14 Mar 2018, 4:00 am
The decision in Unfiltered Brewing Inc. vs. [read post]
5 Mar 2018, 1:23 pm
LLC (CRD® #361, New York, New York) A Letter of Acceptance, Waiver and Consent (AWC) was issued in which the firm was censured, fined $700,000 and required to submit a certification to FINRA® that its policies, systems, and procedures (including written procedures) and training, in connection with its prime services clearing business, are reasonably designed to achieve compliance with applicable rules in connection with delivery of exchange-traded funds (ETFs) prospectuses.Legend… [read post]
15 Feb 2018, 4:41 pm
FileFax, Inc. [read post]
14 Feb 2018, 2:57 pm
ANZ Securities, Inc. [read post]
12 Feb 2018, 5:00 am
Last week Fairplay Canada filed an application with the Canadian Radio-television and Telecommunications Commission (CRTC), asking for a new tool to help Canadian creators to combat online theft of their content by illegal piracy websites. [read post]
8 Jan 2018, 2:38 pm
In Tree Top, Inc. v. [read post]
8 Jan 2018, 3:29 am
” In Advanced 23, the co-managers exchanged accusations of bad acts and omissions, e.g., one of them transferring LLC funds to an unauthorized bank account, raising material issues of fact as to the effectiveness of the LLC’s management and therefore requiring an evidentiary hearing, which is just what Justice Scarpulla ordered. [read post]
5 Jan 2018, 5:35 am
Its March 4, 2016 Securities and Exchange Commission 8-K on Data Security Incident (Breach 8-K) states 21CO delayed notification at the request of the FBI to avoid interfering in the criminal investigation of the breach. [read post]
21 Dec 2017, 9:22 pm
When the Walt Disney Co., which owns ABC, later reported financial information to the Securities and Exchange Commission (SEC). [read post]
12 Dec 2017, 4:36 pm
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
6 Dec 2017, 1:19 pm
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
5 Dec 2017, 12:01 pm
A&M RECORDS, INC., a corporation; GEFFEN RECORDS, INC., a corporation; INTERSCOPE RECORDS; SONY MUSIC ENTERTAINMENT, INC.; MCA RECORDS, INC.; ATLANTIC RECORDING CORP.; ISLAND RECORDS, INC.; MOTOWN RECORD CO.; CAPITOL RECORDS, INC., Plaintiffs-Appellees,v.NAPSTER, INC., Defendant-Appellant.JERRY LEIBER, individually and doing business as, JERRY LEIBER MUSIC; MIKE STOLLER and FRANK MUSIC CORP., on behalf of themselves and all… [read post]
30 Nov 2017, 12:43 pm
On November 21, 2017, STRUCTURED FINANCE INDUSTRY GROUP, INC. [read post]
