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18 Dec 2023, 2:48 pm by CFM Admin
The SEC noted that it relies on a risk-based approach, utilizing industry- and firm-level data as well as information provided on disclosure documents such as Form ADV and Form PF to identify high-risk advisers. [read post]
18 Dec 2023, 12:48 pm by Matt Kurnick
District Court for the Northern District of California under the Electronic Funds Transfer Act, 15 U.S.C. [read post]
15 Dec 2023, 3:00 am by Jim Sedor
District Court Judge Tanya Chutkan had prohibited him from “targeting” any individuals involved in the case involved in the case. [read post]
11 Dec 2023, 5:55 am by George Croner
The Second Circuit instructed the district court on remand to determine, on the facts of Hasbajrami’s case, whether querying the Section 702 database was lawful when evaluated in the context of the Fourth Amendment’s overall requirement of reasonableness. [read post]
8 Dec 2023, 3:00 am by Jim Sedor
The first-term lawmaker initially was celebrated as an up-and-comer after he flipped a district from Democrats last year and helped Republicans win control of the House. [read post]
2 Dec 2023, 2:00 am by Public Employment Law Press
READ MORE   Michigan Establishes Energy Storage Standard, First in Midwest Once the legislative package gets signed into law, the state will have plans for at least 2,500 megawatts of energy storage and all state-regulated utilities will need to submit storage plans to the Public Service Commission by 2030. [read post]
2 Dec 2023, 2:00 am by Public Employment Law Press
READ MORE   Michigan Establishes Energy Storage Standard, First in Midwest Once the legislative package gets signed into law, the state will have plans for at least 2,500 megawatts of energy storage and all state-regulated utilities will need to submit storage plans to the Public Service Commission by 2030. [read post]
1 Dec 2023, 3:00 am by Jim Sedor
Later, the documents appeared to have been removed from the court’s public docket, suggesting it may have been posted inadvertently. [read post]
30 Nov 2023, 9:05 pm by renholding
The court also found that pre-sales to accredited investors also violated the securities laws because they were part of an integrated offering with the non-compliant public sale. [read post]
18 Nov 2023, 3:00 am by Public Employment Law Press
READ MORE   Police Tech Firm Utility Gains Majority Investment from GSV Greater Sum Ventures, whose history includes the gov tech company now called Catalis, aims to provide "end-to-end" tools for public safety professionals. [read post]