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12 Sep 2023, 9:01 pm
In the last year, we’ve filed approximately 750 enforcement actions and conducted approximately 3,000 examinations of registrants. [read post]
12 Sep 2023, 9:16 am
↑ Free Holdings, at 3. [read post]
11 Sep 2023, 9:01 pm
The definition of “private fund” remains limited to 3(c)(1) and 3(c)(7) exempt funds under the Investment Company Act of 1940; the SEC declined to extend the definition to 3(c)(5) real estate funds and other exempt vehicles. [read post]
6 Sep 2023, 9:57 am
In South America, Brazil enacted Law No. 11484, of 2007 to regulate the protection and registration of integrated circuit topography. [read post]
4 Sep 2023, 10:03 pm
For more information on how to register, please click here.The organizers also wish to inform readers that - if they register before Friday, 9 September - they can save EUR 200 in the registration fee. [read post]
31 Aug 2023, 3:30 am
See Exchange Act Release No. 34-97424 (May 3, 2023) at fn. 185. [read post]
30 Aug 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended, that will impose additional requirements on registered investment advisers and will restrict certain activities for all advisers to private funds, regardless of SEC registration status (Final Rules). [read post]
30 Aug 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended, that will impose additional requirements on registered investment advisers and will restrict certain activities for all advisers to private funds, regardless of SEC registration status (Final Rules). [read post]
30 Aug 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended, that will impose additional requirements on registered investment advisers and will restrict certain activities for all advisers to private funds, regardless of SEC registration status (Final Rules). [read post]
30 Aug 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended, that will impose additional requirements on registered investment advisers and will restrict certain activities for all advisers to private funds, regardless of SEC registration status (Final Rules). [read post]
30 Aug 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended, that will impose additional requirements on registered investment advisers and will restrict certain activities for all advisers to private funds, regardless of SEC registration status (Final Rules). [read post]
30 Aug 2023, 10:00 pm
The US Securities and Exchange Commission (SEC) on August 23 voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended, that will impose additional requirements on registered investment advisers and will restrict certain activities for all advisers to private funds, regardless of SEC registration status (Final Rules). [read post]
30 Aug 2023, 9:44 am
It wouldn't be private, but neither is internet voting. [read post]
28 Aug 2023, 12:29 pm
On July 12, 2021, the SPAC announced its plan to merge with the private company predecessor of MSP (Legacy MSP). [read post]
24 Aug 2023, 6:31 am
When the Commission adopted rules implementing Title IV of the Dodd-Frank Act, [2] it explained that “[private fund advisers] will be subject to the same registration requirements, regulatory oversight, and other requirements that apply to other SEC-registered investment advisers. [read post]
24 Aug 2023, 6:31 am
When the Commission adopted rules implementing Title IV of the Dodd-Frank Act, [2] it explained that “[private fund advisers] will be subject to the same registration requirements, regulatory oversight, and other requirements that apply to other SEC-registered investment advisers. [read post]
23 Aug 2023, 7:45 pm
These frameworks suggest a drift toward a distinctively public law character of these originally largely private law-based liability regimes Pix credit hereAnother cluster of questions focus on alignment of national security security principles and related issues of solidarity with the development of public interest based compliance oriented tech platform regulatory frameworks. [read post]
18 Aug 2023, 1:09 pm
The true dog days, it turns out, are July 3-Aug. 11, no matter the weather. [read post]
17 Aug 2023, 11:04 pm
Healthcare in Panama for US Expats US expats who hold a pensionado visa have a few different options for healthcare:8 Public healthcare: Panama’s government offers two primary health insurance options: The public system is managed by the Social Security Fund, which covers those whose payroll taxes contribute toward the fund (about 79% of the population) A low-cost system run by the Ministry of Health for anyone who doesn’t contribute to the public system through… [read post]
10 Aug 2023, 7:13 am
”[3] Two citizens petitions have been filed against the FDA CDS final guidance, contending it goes farther than the statute provided (including one by our firm), but that’s another story. [read post]
