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27 Feb 2011, 8:39 pm
The deadline for discounted “early bird” registration is Friday, March 4, 2011. [read post]
17 Oct 2008, 4:11 pm
The Supreme Court on Friday lifted a federal judge’s order that would have required Ohio election officials to set up new procedures to verify voter registration across the state in the weeks before the Nov. 4 balloting. [read post]
23 Jul 2009, 7:04 am
Counterparty credit risk exposures; 4. [read post]
21 Aug 2014, 11:14 pm
The conference programme and registration information is available here. [read post]
26 Jul 2017, 2:02 am
Registration is open until 5 August, 2017. [read post]
22 Jan 2024, 9:01 pm
Overview of Current Regulatory Regime for Raising Capital without Registration Today, an issuer has multiple options for raising capital without filing a registration statement. [read post]
25 May 2011, 12:18 am
In a session entitled, “Financial Regulation Hitting the Reality of Private Cross-Border Relations” (chaired by Dr Joanna Perkins, 3-4 South Square) the expert speakers will be: Dr Peter Werner, ISDA Professor Francisco Garcimartin Alferez, University Rey Juan Carlos Professor Matthias Lehmann, University of Halle-Wittenberg Further details (including other panels and speakers, venue and registration) are available here. [read post]
6 May 2013, 5:00 am
Private Equity Real Estate just released its ranking of the top 50 real estate private equity fund managers. [read post]
24 Jan 2024, 6:20 am
”In addition to private offerings under section 4(a)(2) and its safe harbor, rule 506(b), there are at least five other categories of exemptions, Uyeda noted: (1) rule 506(c) under the Securities Act; (2) rule 504 under the Securities Act; (3) Regulation A, including tier 1 and tier 2; (4) Regulation Crowdfunding; and (5) the intrastate exemptions under section 3(a)(11) of the Securities Act and rules 147 and 147A. [read post]
23 Jun 2014, 5:32 am
TL Ventures sponsored private equity funds. [read post]
2 Mar 2020, 12:59 am
Registration is here.ECTA ®etreat, ‘M@rk my words - freedom of speech and IP rights’, BrusselsThe European Communities Trade Mark Association will hold its 3rd retreat on March 4 on the topic of the interplay between the freedom of speech, artistic expression and intellectual property rights. [read post]
25 Feb 2013, 5:00 am
With the SEC’s registration requirement for private fund managers, I took a closer look at what the SEC requires for compliance professionals. [read post]
25 Feb 2013, 5:00 am
With the SEC’s registration requirement for private fund managers, I took a closer look at what the SEC requires for compliance professionals. [read post]
25 Feb 2013, 5:00 am
With the SEC’s registration requirement for private fund managers, I took a closer look at what the SEC requires for compliance professionals. [read post]
21 Mar 2018, 7:10 am
Type of the contract cases (78.22%) Construction Project dispute Heating contract Loan Lease Sales 21.61% 13.92% 13.19% 7.69% 7.33% PPP cases: Type of cases Civil Case Administrative Cases Criminal Cases # 11 5 4 Most civil cases are construction project dispute. [read post]
9 Nov 2022, 4:40 am
On 2 December 2022, from 4 pm to 5.30 pm (MET), the European Association of Private International Law (EAPIL) will hold a joint Seminar with the British Institute of International and Comparative Law (BIICL). [read post]
13 Mar 2012, 8:17 am
Registration begins at 1 p.m. and limited to one employee per agency. [read post]
27 Jun 2018, 8:08 am
Section 4(a)(1 ½) As mentioned above, Section 4(a)(1) of the Securities Act provides an exemption from registration for transactions by any person other than an issuer, underwriter, or dealer. [read post]
2 May 2017, 5:00 am
Initial registration. [read post]
25 Oct 2011, 9:51 am
Proposed FINRA Rule 5123 would impose new notice and disclosure requirements on private placements, including requirements for transparency regarding the use of the proceeds, as well as full disclosure of expenses and compensation.andnbsp;andnbsp; Private placements are securities sold without an initial public offering and are exempt from registration under an exception to the Securities Act of 1933, the rationale being that the typical private placement is… [read post]
