Search for: "Registration Private (5)"
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3 Sep 2010, 10:39 am
-domestic registrants, and extended phase-in periods for compliance with certain existing and new rules. [read post]
21 Sep 2017, 1:33 pm
Indeed, avoiding investment company registration under the Act is often one of the critical first steps for a new private fund because it allows the fund to avoid the Act’s requirements of SEC registration, ongoing disclosure, disinterested directors, and its prohibitions on affiliated transactions and trading activities such as short sales and derivatives trading. [read post]
22 Jan 2024, 9:01 pm
Overview of Current Regulatory Regime for Raising Capital without Registration Today, an issuer has multiple options for raising capital without filing a registration statement. [read post]
6 Jul 2015, 1:40 pm
Click here for the full conference program and registration information About the EB-5 Investors SummitThis EB-5 Investors Summit is for both entry-level and experienced EB-5 lawyers and others in the EB-5 industry. [read post]
3 Mar 2008, 10:56 pm
The exodus of young, talented lawyers from private law firms has reached epidemic proportions. [read post]
10 Aug 2015, 2:42 pm
Emerging growth companies, smaller reporting companies and foreign private issuers are not subject to the rule. [read post]
28 Dec 2017, 6:53 am
PwC added that registrants should be allowed to omit the MD&A discussion of the earliest of three years in all filings other than initial registration statements, and urged the SEC to make conforming changes to Form 20-F for foreign private issuers.BDO USA, LLP. [read post]
9 Dec 2011, 4:56 am
A Big Deal: Corp Fin Limits Confidential Submissions by Foreign Private Issuers Historically, Corp Fin has allowed foreign private issuers (FPIs) to submit initial drafts of registration statements - for their IPO or other first-time filings - on a "draft" confidential basis. [read post]
23 Jul 2009, 7:04 am
Trading and investment positions; 5. [read post]
13 Feb 2014, 1:45 pm
Do broker-dealer registration requirements apply to EB-5 offerings that are exempt from U.S. securities laws? [read post]
3 Nov 2011, 8:34 am
Rules requiring the registration of private fund advisers were adopted by the SEC this past June. [read post]
26 Jul 2017, 2:02 am
Registration is open until 5 August, 2017. [read post]
14 Oct 2009, 4:00 am
” This is the gateway to an exemption from the registration requirement under the federal securities laws. [read post]
24 Jan 2024, 6:20 am
For example, if a person’s securities investments were less than $100,000, then the person could invest up to 5 percent of the amount in private companies during a rolling 12-month period. [read post]
5 Aug 2021, 12:15 pm
The deadline for applications is 1 Sept. 2021.Call for applications: MA in Refugee Protection and Forced Migration Studies, Univ. of London [info]- Apply by 1 Sept. 2021.Call for registration: Strengthening International Protection in Europe and Thinking Ahead, Advanced ELENA Course 2021, Marseille, France, 1-2 October 2021 [info]- Registration deadline is 5 Sept. 2021.Call for registration: 5° Curso Virtual sobre Derecho Internacional de la… [read post]
23 Jun 2014, 5:32 am
TL Ventures sponsored private equity funds. [read post]
25 Sep 2019, 8:45 am
New registrants. [read post]
10 May 2019, 1:39 am
Potential speakers are invited to submit a paper in Spanish, English or Portuguese by 5 July 2019. [read post]
15 Nov 2019, 9:57 am
Accusing Telegram of avoiding the securities laws by labelling its product as a currency, the Commission alleged that Grams are securities and were being sold in violation of the registration provisions of Sections 5(a) and 5(c). [read post]
13 Sep 2011, 7:22 am
Yearbook of Private International Law, vol. [read post]
