Search for: "Reliance Financial Corporation"
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21 Jun 2020, 5:52 pm
Falsified financials? [read post]
17 Apr 2017, 5:00 am
Wal-Mart said the proposal would cause it to violate Delaware law because management does not have the authority to nominate directors, and asked the Division of Corporation Finance to concur with its view that the proposal could be omitted in reliance on Rule 14a-8(i)(2). [read post]
6 Apr 2015, 3:37 am
Do controlling shareholders of a close corporation have an affirmative duty of financial disclosure when negotiating a buy-out of a minority shareholder? [read post]
13 Feb 2018, 12:00 am
The primary materials for this case may be found on the DU Corporate Governance website. [read post]
22 Sep 2009, 6:23 am
Along with investigating the housing bubble, he also recommended that the FCIC consider as contributing factors: incentives for regulatory arbitrage, accounting practices, institutional practices such as corporate governance, capital requirements, and regulatory failures in allowing the financial crisis to spread. [read post]
15 Nov 2007, 2:30 pm
In In re CheckFree Corporation Shareholders Litigation, No. 3193-CC (Del. [read post]
14 Nov 2006, 2:05 pm
This commentary was first published in the Financial Post on November 9, 2006. [read post]
16 Jul 2012, 1:48 am
(hereafter, the appellees) argued, in reliance on the Ohio statutory provisions specifying when a director is entitled to indemnification, that Sam H. was not entitled to have his attorneys’ fees paid because he was not being sued for any “act or omission” he committed on behalf of the corporation. [read post]
25 Jan 2013, 8:47 am
In the course of discovery, the court held that Defendant Crimson AV, LLC (“Crimson”) “was in control” of Sycamore’s documents and found that “the evidence suggested” that Tony Jin, the president of Sycamore, "was principal of both Crimson and Sycamore, and that he exercise[d] a considerable amount of financial and managerial control over both corporations. [read post]
22 Jan 2023, 6:59 pm
The court opined that a conclusive presumption of good faith is “validly triggered through reliance on expert advice . . . and no longer subject to challenge. [read post]
7 Feb 2013, 12:59 pm
In order to rely on the Relief Measures, an issuer must demonstrate that it is subject to immediate or imminent financial hardship and that it does not have the time or resources to undertake a share consolidation before closing the financing. [read post]
29 Oct 2013, 5:56 am
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
9 Jul 2021, 5:50 am
Puchniak (National University of Singapore), on Friday, July 2, 2021 Tags: Controlling shareholders, Corporate purpose, ESG, Financial crisis, Institutional Investors, International governance, Short-termism, Stewardship, Stewardship Code, Systemic risk, UK, UK Corporate Governance Code Key Considerations for Companies Looking to Integrate ESG and DE&I Into Compensation Programs Posted by Blair Jones,… [read post]
8 Mar 2017, 9:13 am
In each proposal, Bartlett Naylor defines non-core banking operations to mean those that are conducted by affiliates other than Bank of America, N.A. and Wells Fargo Bank N.A., respectively.Bartlett Naylor cited the financial crisis of 2008 in support of its proposal, which it said highlighted the significant weaknesses in the practices of large inter-connected financial institutions. [read post]
6 Jun 2009, 12:53 pm
Senator Nick Sherry, Minister for Superannuation and Corporate Law, has released a report on ratings user reforms, compiled by Treasury and the Australian Securities and Investments Commission (ASIC), The report contains four recommendations, all of which are accepted by the Government. [read post]
21 Oct 2016, 1:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, October 21, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 14, 2016–October 20, 2016. [read post]
25 Sep 2022, 9:08 pm
In this series of essays drawing on his 2022 Distinguished Lecture on Regulation at the University of Pennsylvania, Rohit Chopra, the Director of the Consumer Financial Protection Bureau (CFPB), argues that large corporate and financial institutions have repeatedly violated the law and past orders. [read post]
25 Oct 2023, 9:50 am
Cybersecurity measures help protect your business against vulnerabilities created by reliance on electronic data. [read post]
2 Apr 2018, 4:03 pm
A version of this article originally appeared on The Harvard Law School Forum on Corporate Governance and Financial Regulation (Here). [read post]
29 Jan 2016, 6:07 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, January 29, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 21, 2016 to January 28, 2016. [read post]
