Search for: "Reliance Trust Company" Results 161 - 180 of 930
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22 Mar 2021, 6:39 am by skelly
In connection with this factor, AM Best will review audit reports, management reports, company policies and procedures, risks and recovery plans and plans related to key personal. [read post]
12 Sep 2013, 1:49 pm by Admin
Regulation FD Basics  Under Regulation FD, an issuer or any person acting on its behalf that intentionally discloses material nonpublic information to (i) broker-dealers or their associated persons, (ii) investment advisers or their associated persons, (iii) investment companies or entities such as hedge funds that would be investment companies but for their reliance on exceptions available under Section 3(c)(1) or Section 3(c)(7) of the Investment Company… [read post]
26 Apr 2020, 9:05 pm by Elizabeth Golberg
Pharmaceutical companies rely on intricate supply chains to source ingredients. [read post]
31 May 2015, 4:00 am by Administrator
Furthermore, if the Respondents do hold property in trust for one or more of the bankrupt companies, the Appellant has a duty to attempt to recover it. [read post]
12 Nov 2015, 11:14 am by David M. Lynn and Anna Pinedo
The final rules also exclude: issuers disqualified from relying on Section 4(a)(6), or “bad actors;” and issuers that have sold securities in reliance on Section 4(a)(6) and have failed, to the extent required, to make required ongoing reports required by Regulation Crowdfunding during the two-year period immediately preceding the filing of the required new offering statement; and any issuer that is a development stage company that has no specific business plan or… [read post]
3 May 2019, 4:04 pm by John Jascob
With regard to audit committees, he said that an audit committee should incorporate the audit firm’s understanding of a company’s business and should take steps to familiarize itself with relevant research evidence. [read post]
21 May 2024, 4:41 am by Charles Sartain
But their trust in Larry did not alone establish justifiable reliance. [read post]
19 Jun 2019, 4:00 am by Ken Chasse
Microsoft and Apple are among a number of companies that have adopted a ‘bug’ bounty programme to reward professionals who test and find errors in the software. [read post]
27 Apr 2023, 5:31 am by Mark Grzegorzewski, William Holden
This is due to various factors, including a reliance on aging emergency software programs, outdated hardware, and a disturbing lack of morale among 911 operators. [read post]
14 Apr 2024, 4:46 pm by Steve Bainbridge
  Jonathan Richman has a very detailed discussion of the case and concludes: The jury’s verdict, like the prior court rulings in favor of the SEC, appears to validate the SEC’s reliance on a “shadow trading” theory where a trader breaches his or her duty by using MNPI about one company to trade another company’s securities. [read post]
21 Feb 2019, 8:40 am by Beth Graham
” On February 11th, the Division of Corporation Finance issued a no-action letter stating in part: In light of the submissions before us, including in particular the opinion of the Attorney General of the State of New Jersey that implementation of the Proposal would cause the Company to violate state law, we will not recommend enforcement action to the Commission if the Company omits the Proposal from its proxy materials in reliance on rule 14a-8(i)(2). [read post]
4 Mar 2009, 11:42 am
While promoting certainty of contractual obligations is a legitimate goal, and the enforceability of "no reliance" type clauses through the reasonable reliance requirement is sensible under certain conditions in transactions between sophisticated companies, this article contends that based upon our empirical data it is not sound policy to make it a bar to a consumer bringing a common law fraud action or a statutory fraud action (the consumer would of… [read post]
18 Mar 2011, 5:00 am by Tracy Taylor
Patel founded Horizon BanCorp (later changed to Haven Trust Bancorp, Inc.), a holding company for Haven Trust Bank (“Bank”). [read post]
17 Jun 2008, 2:44 am
Eddie asks the Court to hold that that circumstance alone defeats any claim to reasonable reliance or a fiduciary relationship between the two. [read post]
28 Jun 2022, 7:01 am by Pablo Chavez
Russia’s invasion of Ukraine exacerbated these concerns due to Europe’s heavy reliance on Russian energy. [read post]
1 Aug 2009, 3:01 pm
Justice Ridgely observed that the "trust fund doctrine", holding that the directors must preserve the assets of an insolvent company, originated in the context of the procedure for a corporate dissolution. [read post]
10 Oct 2008, 3:18 am
  Companies issuing these securities, therefore, are typically financially stable companies in industries with historically lower securities class action frequency levels. [read post]