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11 Dec 2009, 5:16 am
The Middle District's new Magistrate Judge, Patrick Auld, was invested yesterday in a ceremony at the federal courthouse in Greensboro. [read post]
24 May 2021, 6:31 am
As the UltraShort Russell 2000 fund prospectus shows on average an investor will lose 30% every year based on 10 years of historical returns. [read post]
12 Feb 2021, 5:57 am
SEC Adopts Revised Investment Adviser Marketing Rule Posted by Jessica Forbes, Stacey Song, and Joanna D. [read post]
25 Mar 2011, 4:47 am
Five individuals have pleaded guilty in connection with the A&O fraud scheme: White, the former President of A&O; Brent Oncale, former vice president of A&O; Russell E. [read post]
4 Jul 2016, 5:59 am
Indexes such as the S&P 500 or any of the various Russell indexes are good examples. [read post]
13 Sep 2017, 11:16 am
Matt Landis is an attorney at Russell, Krafft & Gruber, LLP, in Lancaster, Pennsylvania. [read post]
23 Feb 2022, 7:50 am
Cosemans, Mathijs and Schoenmaker, Dirk, Carbon Bias in Index Investing (January 23, 2022). [read post]
16 May 2011, 7:24 am
It’s not about picking the right stocks or the investing in the right assets. [read post]
9 Jul 2012, 8:22 am
How will you ensure value for the money invested in the past? [read post]
3 Mar 2023, 6:30 am
Jackson (Harvard Law School), Tyler Gellasch (Healthy Markets Association), on Tuesday, February 28, 2023 Tags: Congress, Goldman Sachs, Investor protection, MiFID, Morgan Stanley, SEC The Universal Proxy: An Early Look Posted by Keir Gumbs, Broadridge, on Tuesday, February 28, 2023 Tags: Corporate governance, NYSE, Proxy season, Rule 14a-2, SEC, Universal Proxy Fiduciary Duties of Public Pension Systems and Registered Investment Advisors Posted by Jed Rubenfeld, Strive Asset… [read post]
3 Mar 2023, 6:30 am
Jackson (Harvard Law School), Tyler Gellasch (Healthy Markets Association), on Tuesday, February 28, 2023 Tags: Congress, Goldman Sachs, Investor protection, MiFID, Morgan Stanley, SEC The Universal Proxy: An Early Look Posted by Keir Gumbs, Broadridge, on Tuesday, February 28, 2023 Tags: Corporate governance, NYSE, Proxy season, Rule 14a-2, SEC, Universal Proxy Fiduciary Duties of Public Pension Systems and Registered Investment Advisors Posted by Jed Rubenfeld, Strive Asset… [read post]
23 Mar 2011, 8:00 am
Approximately 90% of the companies in the S&P 500 and the Russell 3000 engage in the practice. [read post]
10 Jan 2012, 1:36 pm
Department of Labor Administrative Law Judge (ALJ) Russell D. [read post]
1 Oct 2013, 4:00 am
Zimmer This book is the result of a project funded by the Russell Sage Foundation that brought all of the contributors together in September 2010 in the outstanding setting of Bellagio, Italy. [read post]
26 Jul 2012, 8:51 pm
Peregrine’s owner Russell R. [read post]
9 Nov 2017, 3:18 am
For instance, the SEC staff estimates that over 66% of the Russell 1000 companies are owned by Main Street investors, either directly or indirectly through mutual funds, pension or other employer-sponsored funds, or accounts with investment advisers. [read post]
30 Apr 2021, 2:29 am
The Bizarre Case of Snowden and a Get-Rich-Quick Real Estate Investing ConferenceJack PoulsonVice.com Edward Snowden joined an online “elite real estate investment club” Saturday afternoon, spoke for several minutes about whistleblowing, called out one of the hosts for allegedly running a Ponzi scheme, then logged out in one of the more bizarre online conferences in recent… [read post]
21 Jul 2022, 9:21 am
Did You Lose Money in a UBS-YES Investment? [read post]
17 Jan 2013, 8:01 am
Matthew Grosh is an attorney at Russell, Krafft & Gruber, LLP in Lancaster, Pennsylvania. [read post]
5 Dec 2014, 7:08 am
Russell Ryan comes out swinging again, and highlighting a problem that those of us who defend investors and financial professionals face nearly every day - the over-the-top SEC press release.FINRA engages in the same sort of gamesmanship. [read post]
