Search for: "S. Franke" Results 161 - 180 of 29,509
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
10 Oct 2012, 7:09 am by Epstein Becker & Green, P.C.
Kramer sued under, among other statutes, Dodd-Franks whistleblower protection provisions, codified at 15 U.S.C. [read post]
17 May 2011, 12:04 pm by Steve Bainbridge
Robert Hurt (R-Va.), would repeal Dodd-Frank's requirement that private equity funds register with the SEC. [read post]
Such a recommendation is contrary to a broker’s duty to only make investment recommendations that are appropriate for the customer as it pertains to their age, financial resources, investing experience, and risk tolerance level. [read post]
12 Aug 2008, 3:23 pm
I was leafing through Frank Herbert's wonderful (and, let us be honest, frequently tiresome) Dune the other day, in between heats of the swimming competition on NBC and the network's adoring description of the Chinese train to Tibet and the Three Gorges Dam. [read post]
19 Nov 2014, 1:20 pm by Andrea Gold
Whistleblowers who received awards in prior years were awarded additional payments in 2014 as the Commission’s collection efforts paid off. [read post]
5 May 2014, 6:54 pm by ilpc
I was saddened to learn of the passing of Billy Frank, Jr. [read post]
13 Jun 2017, 12:31 pm by Silver Law Group
The SEC recently declined to pay a whistleblower award to a claimant that sought the SEC’s review of its stance on payouts stemming from information provided prior to the Dodd-Frank Act’s enactment in 2010. [read post]
27 Sep 2011, 4:01 pm by buslawblogger
Bounty Hunting Under the Dodd-Frank Act’s Whistleblower Provisions on SSRN with... [read post]
9 Sep 2011, 10:44 am
Frank Coxwell Radio Interview I had the priviledge of being invited by Kim Wade to come for an interview on his show Aug 26, 2011. [read post]
21 Feb 2018, 12:36 pm by Holland & Hart
Employees who only report violations internally within their company, therefore, are not protected by Dodd-Franks anti-retaliation provisions. [read post]
21 Feb 2018, 12:36 pm by Holland & Hart
Employees who only report violations internally within their company, therefore, are not protected by Dodd-Franks anti-retaliation provisions. [read post]
12 Jun 2019, 4:21 pm by Sabrina I. Pacifici
Google Arts & Culture has worked with the Anne Frank House to shed a light on Anne’s life at Merwedeplein 37-2 in Amsterdam, where her family lived before they went into hiding. [read post]