Search for: "SEC v. Davis"
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18 Aug 2017, 6:00 am
For example, SEC v. [read post]
10 Aug 2017, 6:08 am
The DAO 21(a) report focused on a fact-pattern where the classic test for a “security” under federal law, announced in the Supreme Court’s 1946 case SEC v. [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP,… [read post]
15 Jun 2017, 3:00 am
That letter also asked the SEC to share with Congress the status of the SEC staff’s review. 10b5-1 Plans: They Really Do Work Over at CompensationStandards.com, Mike Melbinger recently blogged about Harrington v. [read post]
12 Jun 2017, 10:32 am
Loving v. [read post]
9 Jun 2017, 6:06 am
Solomon, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, June 7, 2017 Tags: Disgorgement, Liability standards, Misconduct, SEC, SEC enforcement, Securities damages, Securities enforcement, Securities fraud, Statute of limitations, Supreme Court Five Key Points from the DOL’s Fiduciary Rule Announcement Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Thursday, June 8, 2017 … [read post]
6 Jun 2017, 3:57 am
In North Carolina v. [read post]
5 May 2017, 1:45 pm
U.S. v. [read post]
28 Apr 2017, 6:02 am
Maese, Latham & Watkins LLP, on Thursday, April 27, 2017 Tags: Bitcoin, Blockchain, Commodities, Exchange Act, Financial regulation, Financial technology, Innovation, Listing standards, NYSE, SEC, SEC enforcement, Securities regulation The Deregulation of Private Capital and the Decline of the Public Company Posted by Elisabeth de Fontenay, Duke University School of Law, on Thursday, April 27, 2017 Tags: Capital formation, Capital markets, Deregulation, Disclosure,… [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
11 Apr 2017, 10:24 am
It politely declined to follow the 11th Circuit, in SEC. v. [read post]
4 Apr 2017, 2:54 am
District Court entered final judgment in National Association of Manufacturers v. [read post]
24 Mar 2017, 7:24 am
The regulation in question is Item three-oh-three of SEC regulation S-K. [read post]
23 Mar 2017, 11:20 am
Needham v. [read post]
13 Mar 2017, 8:48 am
This month marks the 25th anniversary of Davis v. [read post]
17 Feb 2017, 12:21 pm
SEC (April 18): Whether 28 U.S.C. [read post]
20 Jan 2017, 3:00 am
The first, Wilmington Savings v. [read post]
13 Jan 2017, 12:10 pm
SEC: Whether the five-year statute of limitations in a general provision governing penalties and forfeitures applies to claims by the SEC seeking disgorgement of illegally obtained profits. [read post]
9 Dec 2016, 1:00 am
Karp and Sabastian V. [read post]
